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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+2.33%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$17.4B
AUM Growth
+$1.74B
Cap. Flow
+$1.47B
Cap. Flow %
8.41%
Top 10 Hldgs %
21.8%
Holding
2,578
New
301
Increased
1,225
Reduced
675
Closed
126

Top Buys

Rank Stock Value
1
SIXO icon
AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF
SIXO
+$134M
2
OCTW icon
AllianzIM U.S. Equity Buffer20 Oct ETF
OCTW
+$85.6M
3
MSFT icon
Microsoft
MSFT
+$76M
4
GSEP icon
FT Vest US Equity Moderate Buffer ETF September
GSEP
+$61.5M
5
NVDA icon
NVIDIA
NVDA
+$51.1M

Top Sells

Rank Stock Value
1
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$136M
2
DECW icon
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
+$76.5M
3
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$60.6M
4
TMO icon
Thermo Fisher Scientific
TMO
+$36M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$30M

Sector Composition

Rank Sector Weight
1 Technology 16.13%
2 Financials 7.59%
3 Consumer Discretionary 4.58%
4 Communication Services 4.57%
5 Consumer Staples 3.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVRG icon
976
Evergy
EVRG
$19.4B
$597K ﹤0.01%
8,238
+791
+11% +$60K
FXL icon
977
First Trust Technology AlphaDEX Fund
FXL
$2.4B
$594K ﹤0.01%
3,527
+705
+25% +$119K
IXJ icon
978
iShares Global Healthcare ETF
IXJ
$4.16B
$592K ﹤0.01%
6,080
-246
-4% -$23.3K
STLD icon
979
Steel Dynamics
STLD
$36.2B
$592K ﹤0.01%
3,493
+51
+1% +$8.1K
DRI icon
980
Darden Restaurants
DRI
$24.3B
$590K ﹤0.01%
3,205
-1,667
-34% -$304K
MMS icon
981
Maximus
MMS
$3.32B
$588K ﹤0.01%
6,806
+3,025
+80% +$259K
FFIV icon
982
F5
FFIV
$22B
$588K ﹤0.01%
2,302
-1,638
-42% -$441K
FXH icon
983
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$586K ﹤0.01%
5,149
+4,618
+870% +$523K
FSIG icon
984
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
$1.51B
$586K ﹤0.01%
30,516
-3,744
-11% -$71.9K
XAR icon
985
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.78B
$585K ﹤0.01%
2,427
-2
-0.1% -$475
CIEN icon
986
Ciena
CIEN
$46.8B
$584K ﹤0.01%
2,499
+1,004
+67% +$195K
BDEC icon
987
Innovator US Equity Buffer ETF December
BDEC
$214M
$583K ﹤0.01%
11,768
+5,983
+103% +$292K
CRK icon
988
Comstock Resources
CRK
$3.7B
$582K ﹤0.01%
25,095
+3,679
+17% +$81.1K
RL icon
989
Ralph Lauren
RL
$22.4B
$581K ﹤0.01%
1,643
+781
+91% +$266K
LECO icon
990
Lincoln Electric
LECO
$14.1B
$580K ﹤0.01%
2,420
+269
+13% +$63.7K
FFEB icon
991
FT Vest US Equity Buffer ETF February
FFEB
$1.36B
$578K ﹤0.01%
10,204
-32
-0.3% -$1.78K
SOFI icon
992
SoFi Technologies
SOFI
$19.6B
$576K ﹤0.01%
22,017
+227
+1% +$6.33K
NSEP
993
Innovator Growth-100 Power Buffer ETF - September
NSEP
$32.5M
$576K ﹤0.01%
19,706
+5,086
+35% +$147K
DLN icon
994
WisdomTree US LargeCap Dividend Fund
DLN
$6.21B
$575K ﹤0.01%
6,531
+823
+14% +$71.9K
PRFD icon
995
PIMCO Preferred and Capital Securities Active Exchange-Traded Fund
PRFD
$223M
$574K ﹤0.01%
11,135
-58
-0.5% -$3K
VONG icon
996
Vanguard Russell 1000 Growth ETF
VONG
$41.2B
$573K ﹤0.01%
4,710
-14,088
-75% -$1.72M
FCFS icon
997
FirstCash
FCFS
$8.77B
$573K ﹤0.01%
3,597
+906
+34% +$143K
BMAY icon
998
Innovator US Equity Buffer ETF May
BMAY
$228M
$570K ﹤0.01%
12,719
-156
-1% -$6.89K
FISV
999
Fiserv Inc
FISV
$29.7B
$569K ﹤0.01%
8,474
+5,322
+169% +$446K
BDX icon
1000
Becton Dickinson
BDX
$46.4B
$568K ﹤0.01%
2,929
-260
-8% -$49.5K
38 39
40
41 42

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2025 Portfolio in Review

As of Q4 2025, AE Wealth Management held 2,578 positions worth $17.4B, up 11% from $15.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.47B of net new capital in Q4 2025, opening 301 new positions and adding to 1,225 existing holdings. Its largest new stake was Dover: 127,807 shares worth $25M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, an estimated $136M trimmed.

  • AE Wealth Management's largest Q4 2025 buy was Dover: 127,807 shares worth $25M.
  • AE Wealth Management added most to AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF in Q4 2025, an estimated $134M increase.
  • AE Wealth Management's biggest Q4 2025 reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, cutting an estimated $136M.
  • AE Wealth Management fully exited Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q4 2025, selling an estimated $3.9M.
  • AE Wealth Management's ten largest holdings make up 22% of its $17.4B portfolio in Q4 2025.
  • AE Wealth Management opened 301 new positions and closed 126 in Q4 2025.
  • AE Wealth Management's portfolio value rose 11% quarter-over-quarter to $17.4B.

Based on AE Wealth Management's 13F filing for Q4 2025, filed 26 Jan 2026.