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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSBC icon
951
HSBC
HSBC
$352B
$535K ﹤0.01%
7,531
+162
+2% +$10.5K
FN icon
952
Fabrinet
FN
$14.9B
$531K ﹤0.01%
1,456
-255
-15% -$84K
CMG icon
953
Chipotle Mexican Grill
CMG
$43.9B
$530K ﹤0.01%
13,530
-2,241
-14% -$101K
GLPI icon
954
Gaming and Leisure Properties
GLPI
$13B
$530K ﹤0.01%
11,364
+493
+5% +$23.2K
EMLC icon
955
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.76B
$529K ﹤0.01%
20,753
+3,128
+18% +$79.1K
REM icon
956
iShares Mortgage Real Estate ETF
REM
$549M
$526K ﹤0.01%
23,942
-5,483
-19% -$122K
ERIE icon
957
Erie Indemnity
ERIE
$13B
$525K ﹤0.01%
+1,651
New +$570K
TEL icon
958
TE Connectivity
TEL
$60B
$524K ﹤0.01%
2,387
-9,481
-80% -$1.9M
EQL icon
959
ALPS Equal Sector Weight ETF
EQL
$752M
$521K ﹤0.01%
11,318
+2,353
+26% +$106K
KN icon
960
Knowles
KN
$2.95B
$520K ﹤0.01%
22,299
+4,437
+25% +$90.9K
KNGZ icon
961
First Trust Exchange-Traded Fund VI First Trust S&P 500 Diversified Dividend Aristocrats ETF
KNGZ
$63.8M
$519K ﹤0.01%
14,502
+2,483
+21% +$86.3K
COMT icon
962
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.19B
$519K ﹤0.01%
19,323
+6,387
+49% +$169K
TMSL icon
963
T. Rowe Price Small-Mid Cap ETF
TMSL
$2.7B
$519K ﹤0.01%
14,749
-478
-3% -$16.3K
FTC icon
964
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.26B
$517K ﹤0.01%
3,216
+1,146
+55% +$179K
FHN icon
965
First Horizon
FHN
$12.2B
$517K ﹤0.01%
22,847
+2,200
+11% +$48.9K
NUE icon
966
Nucor
NUE
$58.3B
$513K ﹤0.01%
3,785
+14
+0.4% +$1.98K
FTDS icon
967
First Trust Dividend Strength ETF
FTDS
$39M
$512K ﹤0.01%
9,203
+1,541
+20% +$84.1K
PTIR
968
GraniteShares 2x Long PLTR Daily ETF
PTIR
$280M
$511K ﹤0.01%
15,753
+2,943
+23% +$78.4K
PFF icon
969
iShares Preferred and Income Securities ETF
PFF
$13.1B
$511K ﹤0.01%
16,160
-719
-4% -$22.6K
PPA icon
970
Invesco Aerospace & Defense ETF
PPA
$8.07B
$511K ﹤0.01%
3,287
-304
-8% -$44.7K
LECO icon
971
Lincoln Electric
LECO
$14.1B
$507K ﹤0.01%
2,151
-117
-5% -$27.4K
SPG icon
972
Simon Property Group
SPG
$76.4B
$507K ﹤0.01%
2,699
+123
+5% +$21.2K
VONE icon
973
Vanguard Russell 1000 ETF
VONE
$8.09B
$506K ﹤0.01%
1,674
-3,917
-70% -$1.14M
NFG icon
974
National Fuel Gas
NFG
$7.69B
$506K ﹤0.01%
5,479
+75
+1% +$6.54K
BJUN icon
975
Innovator US Equity Buffer ETF June
BJUN
$309M
$504K ﹤0.01%
11,028
-430
-4% -$19.2K
37 38
39
40 41

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.