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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CR icon
901
Crane Co
CR
$11.9B
$599K ﹤0.01%
3,255
+1
+0% +$189
SDY icon
902
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$599K ﹤0.01%
4,274
-130
-3% -$18.1K
LUV icon
903
Southwest Airlines
LUV
$21.7B
$598K ﹤0.01%
18,738
-784
-4% -$25.6K
KDP icon
904
Keurig Dr Pepper
KDP
$42.8B
$598K ﹤0.01%
23,426
-6,304
-21% -$198K
P
905
Everpure Inc
P
$23B
$597K ﹤0.01%
7,127
-595
-8% -$39.6K
BDX icon
906
Becton Dickinson
BDX
$46.4B
$597K ﹤0.01%
3,189
+1,327
+71% +$247K
TQQQ icon
907
ProShares UltraPro QQQ
TQQQ
$28.6B
$595K ﹤0.01%
11,506
+16
+0.1% +$730
PSLV icon
908
Sprott Physical Silver Trust
PSLV
$11.8B
$592K ﹤0.01%
37,701
+13,176
+54% +$176K
SRE icon
909
Sempra
SRE
$58.1B
$589K ﹤0.01%
6,542
+917
+16% +$74.3K
FAAR icon
910
First Trust Alternative Absolute Return Strategy ETF
FAAR
$192M
$587K ﹤0.01%
19,260
+2,053
+12% +$60.1K
DGX icon
911
Quest Diagnostics
DGX
$26B
$586K ﹤0.01%
3,077
+389
+14% +$69K
BFEB icon
912
Innovator US Equity Buffer ETF February
BFEB
$250M
$583K ﹤0.01%
12,346
-532
-4% -$24.4K
PRFD icon
913
PIMCO Preferred and Capital Securities Active Exchange-Traded Fund
PRFD
$223M
$580K ﹤0.01%
11,193
-840
-7% -$43K
REZ icon
914
iShares Residential and Multisector Real Estate ETF
REZ
$906M
$579K ﹤0.01%
6,816
-7,924
-54% -$659K
NXTG icon
915
First Trust Indxx NextG ETF
NXTG
$523M
$577K ﹤0.01%
5,569
-251
-4% -$25K
SOFI icon
916
SoFi Technologies
SOFI
$19.6B
$576K ﹤0.01%
21,790
+3,170
+17% +$75.2K
UGI icon
917
UGI
UGI
$7.87B
$573K ﹤0.01%
17,229
+1,787
+12% +$62.5K
FTSL icon
918
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$572K ﹤0.01%
12,477
-923
-7% -$42.5K
XAR icon
919
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.78B
$571K ﹤0.01%
2,429
+1,331
+121% +$290K
THC icon
920
Tenet Healthcare
THC
$22.2B
$570K ﹤0.01%
2,809
-4,324
-61% -$767K
WELL icon
921
Welltower
WELL
$174B
$568K ﹤0.01%
3,188
+175
+6% +$28.8K
EVRG icon
922
Evergy
EVRG
$19.4B
$566K ﹤0.01%
7,447
+732
+11% +$52.2K
DOW icon
923
Dow Inc
DOW
$22B
$566K ﹤0.01%
24,682
-32,737
-57% -$816K
IUSG icon
924
iShares Core S&P US Growth ETF
IUSG
$30.4B
$566K ﹤0.01%
3,439
-25,810
-88% -$4.05M
FFEB icon
925
FT Vest US Equity Buffer ETF February
FFEB
$1.36B
$564K ﹤0.01%
10,236
-1
-0% -$54
35 36
37
38 39

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.