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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+1.14%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$11.8B
AUM Growth
+$764M
Cap. Flow
+$759M
Cap. Flow %
6.44%
Top 10 Hldgs %
20.3%
Holding
2,182
New
948
Increased
675
Reduced
486
Closed
60

Top Buys

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$106M
2
DECW icon
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
+$101M
3
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$98.8M
4
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$65.7M
5
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$65.1M

Top Sells

Rank Stock Value
1
AUGT icon
AllianzIM U.S. Equity Buffer10 Aug ETF
AUGT
+$122M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$93.3M
3
GJUN icon
FT Vest US Equity Moderate Buffer ETF June
GJUN
+$92.7M
4
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$91.5M
5
JULW icon
AllianzIM U.S. Equity Buffer20 Jul ETF
JULW
+$46.4M

Sector Composition

Rank Sector Weight
1 Technology 13.47%
2 Financials 7%
3 Consumer Discretionary 5.45%
4 Healthcare 4.15%
5 Communication Services 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LDUR icon
876
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
$551K ﹤0.01%
+5,805
New +$553K
IQV icon
877
IQVIA
IQV
$39.1B
$550K ﹤0.01%
2,798
-12,544
-82% -$2.65M
HES
878
DELISTED
Hess
HES
$549K ﹤0.01%
4,128
+1,727
+72% +$241K
UTG icon
879
Reaves Utility Income Fund
UTG
$3.52B
$546K ﹤0.01%
17,241
-248
-1% -$8.15K
UMAY icon
880
Innovator US Equity Ultra Buffer ETF May
UMAY
$139M
$544K ﹤0.01%
16,169
-106
-0.7% -$3.54K
CCEF icon
881
Calamos CEF Income & Arbitrage ETF
CCEF
$32.3M
$541K ﹤0.01%
19,623
+762
+4% +$21.7K
HTGC icon
882
Hercules Capital
HTGC
$2.98B
$541K ﹤0.01%
26,924
+2,608
+11% +$50.9K
ZOCT
883
Innovator Equity Defined Protection ETF - 1 Yr October
ZOCT
$105M
$537K ﹤0.01%
+21,272
New +$536K
K
884
DELISTED
Kellanova
K
$535K ﹤0.01%
6,604
+570
+9% +$46K
NJAN icon
885
Innovator Growth-100 Power Buffer ETF January
NJAN
$350M
$534K ﹤0.01%
11,112
-8,140
-42% -$385K
AOK icon
886
iShares Core Conservative Allocation ETF
AOK
$788M
$534K ﹤0.01%
14,319
-513
-3% -$19.5K
CRK icon
887
Comstock Resources
CRK
$3.73B
$534K ﹤0.01%
29,287
+3,098
+12% +$42.9K
EMHC icon
888
State Street SPDR Bloomberg Emerging Markets USD Bond ETF
EMHC
$281M
$533K ﹤0.01%
22,413
+3,750
+20% +$91.3K
QGRO icon
889
American Century US Quality Growth ETF
QGRO
$1.97B
$532K ﹤0.01%
+5,340
New +$524K
CCI icon
890
Crown Castle
CCI
$33.4B
$531K ﹤0.01%
5,856
+406
+7% +$42.4K
SDVD icon
891
FT Vest SMID Rising Dividend Achievers Target Income ETF
SDVD
$917M
$531K ﹤0.01%
+24,695
New +$557K
HRB icon
892
H&R Block
HRB
$5.61B
$531K ﹤0.01%
10,048
-197
-2% -$11.6K
PRGS icon
893
Progress Software
PRGS
$1.65B
$530K ﹤0.01%
8,134
+4,339
+114% +$290K
AUGM
894
FT Vest U.S. Equity Max Buffer ETF - August
AUGM
$31.7M
$529K ﹤0.01%
16,617
+2,192
+15% +$69.6K
XFEB icon
895
FT Vest US Equity Enhance & Moderate Buffer ETF February
XFEB
$31M
$528K ﹤0.01%
16,147
-215
-1% -$6.97K
ITT icon
896
ITT
ITT
$17.3B
$526K ﹤0.01%
3,680
+1,871
+103% +$280K
QSR icon
897
Restaurant Brands International
QSR
$25.8B
$526K ﹤0.01%
8,068
+32
+0.4% +$2.22K
AXON
898
Axon Enterprise
AXON
$42.3B
$525K ﹤0.01%
883
+167
+23% +$90.8K
DIVZ icon
899
Polen Dividend Income ETF
DIVZ
$298M
$523K ﹤0.01%
+16,351
New +$542K
RIO icon
900
Rio Tinto
RIO
$158B
$519K ﹤0.01%
8,834
+243
+3% +$15.5K
34 35
36
37 38

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2024 Portfolio in Review

As of Q4 2024, AE Wealth Management held 2,182 positions worth $11.8B, up 6.9% from $11B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

AE Wealth Management deployed $759M of net new capital in Q4 2024, opening 948 new positions and adding to 675 existing holdings. Its largest new stake was FT Vest US Equity Moderate Buffer ETF December: 2,943,493 shares worth $99.3M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer10 Aug ETF, an estimated $122M trimmed.

  • AE Wealth Management's largest Q4 2024 buy was FT Vest US Equity Moderate Buffer ETF December: 2,943,493 shares worth $99.3M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q4 2024, an estimated $106M increase.
  • AE Wealth Management's biggest Q4 2024 reduction was AllianzIM U.S. Equity Buffer10 Aug ETF, cutting an estimated $122M.
  • AE Wealth Management fully exited iShares iBonds Dec 2024 Term Corporate ETF in Q4 2024, selling an estimated $12.3M.
  • AE Wealth Management's ten largest holdings make up 20% of its $11.8B portfolio in Q4 2024.
  • AE Wealth Management opened 948 new positions and closed 60 in Q4 2024.
  • AE Wealth Management's portfolio value rose 6.9% quarter-over-quarter to $11.8B.

Based on AE Wealth Management's 13F filing for Q4 2024, filed 13 Feb 2025.