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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VT icon
851
Vanguard Total World Stock ETF
VT
$75.3B
$701K ﹤0.01%
5,085
-1,132
-18% -$150K
TDSC icon
852
Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF
TDSC
$100M
$698K ﹤0.01%
27,677
-2,297
-8% -$56.8K
AHR icon
853
American Healthcare REIT
AHR
$11.1B
$695K ﹤0.01%
16,541
-2,671
-14% -$107K
SMCI icon
854
Super Micro Computer
SMCI
$16.6B
$695K ﹤0.01%
14,491
+6,542
+82% +$312K
VRTX icon
855
Vertex Pharmaceuticals
VRTX
$123B
$694K ﹤0.01%
1,772
-696
-28% -$291K
ROK icon
856
Rockwell Automation
ROK
$51.1B
$693K ﹤0.01%
1,983
+629
+46% +$217K
EQR icon
857
Equity Residential
EQR
$25.8B
$691K ﹤0.01%
+10,681
New +$698K
APD icon
858
Air Products & Chemicals
APD
$65.5B
$685K ﹤0.01%
2,511
+62
+3% +$17.9K
LGLV icon
859
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.22B
$684K ﹤0.01%
3,842
+1,489
+63% +$262K
TDY icon
860
Teledyne Technologies
TDY
$29.2B
$682K ﹤0.01%
+1,164
New +$637K
SCHB icon
861
Schwab US Broad Market ETF
SCHB
$42.3B
$681K ﹤0.01%
26,498
+1,049
+4% +$26K
WPM icon
862
Wheaton Precious Metals
WPM
$49.7B
$681K ﹤0.01%
6,091
+123
+2% +$12K
FIX icon
863
Comfort Systems
FIX
$53.5B
$679K ﹤0.01%
823
-22
-3% -$14.9K
CLX icon
864
Clorox
CLX
$12B
$679K ﹤0.01%
5,508
+875
+19% +$109K
IYY icon
865
iShares Dow Jones US ETF
IYY
$2.89B
$676K ﹤0.01%
4,161
-672
-14% -$105K
VYMI icon
866
Vanguard International High Dividend Yield ETF
VYMI
$20.3B
$674K ﹤0.01%
7,964
+2,612
+49% +$216K
FAUG icon
867
FT Vest US Equity Buffer ETF August
FAUG
$1.18B
$673K ﹤0.01%
12,967
-2,054
-14% -$104K
FLTR icon
868
VanEck IG Floating Rate ETF
FLTR
$2.94B
$673K ﹤0.01%
26,316
-22,216
-46% -$567K
DVN icon
869
Devon Energy
DVN
$51.3B
$673K ﹤0.01%
19,188
+3,624
+23% +$123K
UTG icon
870
Reaves Utility Income Fund
UTG
$3.47B
$672K ﹤0.01%
16,955
+153
+0.9% +$5.77K
SILA
871
DELISTED
Sila Realty Trust
SILA
$665K ﹤0.01%
26,483
+1,026
+4% +$25.5K
FSIG icon
872
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
$1.51B
$658K ﹤0.01%
34,260
-1,520
-4% -$29.1K
SAIA icon
873
Saia
SAIA
$10.5B
$658K ﹤0.01%
2,198
-13
-0.6% -$3.92K
UNM icon
874
Unum
UNM
$13.4B
$656K ﹤0.01%
8,436
-89
-1% -$6.67K
ALGN icon
875
Align Technology
ALGN
$12.9B
$650K ﹤0.01%
+5,190
New +$813K
33 34
35
36 37

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.