We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+9.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$19.6B
AUM Growth
+$2.85B
Cap. Flow
+$1.06B
Cap. Flow %
5.39%
Top 10 Hldgs %
18.14%
Holding
2,229
New
291
Increased
970
Reduced
750
Closed
189

Top Buys

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$153M
2
BILZ icon
PIMCO Ultra Short Government Active ETF
BILZ
+$128M
3
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$66.8M
4
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$48.7M
5
AAPL icon
Apple
AAPL
+$48.4M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$110M
2
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$80.3M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$60.6M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$39.6M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.8M

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Financials 5.12%
3 Consumer Discretionary 3.8%
4 Healthcare 3.68%
5 Communication Services 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHO icon
851
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$2.32M 0.01%
95,852
-150,478
-61% -$3.61M
PMAR icon
852
Innovator US Equity Power Buffer ETF March
PMAR
$752M
$2.31M 0.01%
64,144
-27,698
-30% -$953K
VPU
853
Vanguard Utilities ETF
VPU
$8.56B
$2.3M 0.01%
17,432
+3,326
+24% +$439K
USHY icon
854
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
$2.3M 0.01%
63,044
-11,243
-15% -$394K
DDOG icon
855
Datadog
DDOG
$94B
$2.29M 0.01%
18,500
+7,520
+68% +$775K
AI icon
856
C3.ai
AI
$1.38B
$2.29M 0.01%
91,103
-301
-0.3% -$8.28K
NVS icon
857
Novartis
NVS
$302B
$2.29M 0.01%
21,341
-325
-2% -$31.4K
UUP icon
858
Invesco DB US Dollar Index Bullish Fund
UUP
$423M
$2.27M 0.01%
81,683
-189,730
-70% -$5.55M
AFG icon
859
American Financial Group
AFG
$11.9B
$2.27M 0.01%
18,865
-3,419
-15% -$385K
SJM icon
860
J.M. Smucker
SJM
$13.5B
$2.26M 0.01%
17,185
+1,081
+7% +$125K
RF icon
861
Regions Financial
RF
$26.4B
$2.26M 0.01%
117,903
+6,313
+6% +$105K
HIG icon
862
Hartford Financial Services
HIG
$39.9B
$2.25M 0.01%
25,964
+19,138
+280% +$1.44M
LUV icon
863
Southwest Airlines
LUV
$21.7B
$2.25M 0.01%
74,664
-6,217
-8% -$162K
BCD icon
864
abrdn Bloomberg All Commodity Longer Dated Strategy K-1 Free ETF
BCD
$403M
$2.24M 0.01%
72,958
+10,026
+16% +$325K
IHF icon
865
iShares US Healthcare Providers ETF
IHF
$1.22B
$2.24M 0.01%
43,490
+570
+1% +$28.9K
OHI icon
866
Omega Healthcare
OHI
$15.3B
$2.23M 0.01%
76,947
+11,449
+17% +$367K
MDY icon
867
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$2.22M 0.01%
4,409
-6,076
-58% -$2.82M
SPIP icon
868
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$2.22M 0.01%
87,034
-91,709
-51% -$2.3M
IBTF
869
DELISTED
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
$2.22M 0.01%
95,281
+68,829
+260% +$1.59M
IJJ icon
870
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
$2.21M 0.01%
19,727
-4,787
-20% -$492K
IYR icon
871
iShares US Real Estate ETF
IYR
$4.75B
$2.2M 0.01%
25,061
-28,491
-53% -$2.33M
SHEL icon
872
Shell
SHEL
$244B
$2.2M 0.01%
34,836
-2,776
-7% -$182K
DOCT
873
FT Vest US Equity Deep Buffer ETF October
DOCT
$381M
$2.2M 0.01%
59,582
-68,307
-53% -$2.41M
VRSN icon
874
VeriSign
VRSN
$26.3B
$2.17M 0.01%
+10,693
New +$2.23M
FSIG icon
875
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
$1.51B
$2.16M 0.01%
114,622
+14,626
+15% +$272K
33 34
35
36 37

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, AE Wealth Management held 2,229 positions worth $19.6B, up 17% from $16.7B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $1.06B of net new capital in Q4 2023, opening 291 new positions and adding to 970 existing holdings. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $110M trimmed.

  • AE Wealth Management's largest Q4 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q4 2023, an estimated $153M increase.
  • AE Wealth Management's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $110M.
  • AE Wealth Management fully exited FT Vest US Equity Enhance & Moderate Buffer ETF August in Q4 2023, selling an estimated $14M.
  • AE Wealth Management's ten largest holdings make up 18% of its $19.6B portfolio in Q4 2023.
  • AE Wealth Management opened 291 new positions and closed 189 in Q4 2023.
  • AE Wealth Management's portfolio value rose 17% quarter-over-quarter to $19.6B.

Based on AE Wealth Management's 13F filing for Q4 2023, filed 14 Feb 2024.