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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTGC icon
851
Hercules Capital
HTGC
$3.01B
$1.26M 0.01%
75,720
-36
-0% -$610
WCLD
852
WisdomTree Cloud Computing Fund
WCLD
$273M
$1.25M 0.01%
+24,187
New +$1.4M
PEY icon
853
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$1.25M 0.01%
59,398
+126
+0.2% +$2.58K
WTRG icon
854
Essential Utilities
WTRG
$11.5B
$1.25M 0.01%
23,242
+3,341
+17% +$162K
ANSS
855
DELISTED
Ansys
ANSS
$1.23M 0.01%
3,054
+43
+1% +$16.5K
PENN icon
856
PENN Entertainment
PENN
$2.82B
$1.22M 0.01%
23,482
+16,485
+236% +$999K
SECT icon
857
Main Sector Rotation ETF
SECT
$2.72B
$1.22M 0.01%
27,152
-177
-0.6% -$7.69K
BAX icon
858
Baxter International
BAX
$12.7B
$1.22M 0.01%
14,167
-1,452
-9% -$117K
DTM icon
859
DT Midstream
DTM
$14B
$1.22M 0.01%
25,352
+5,734
+29% +$275K
LIN icon
860
Linde
LIN
$237B
$1.21M 0.01%
3,502
+540
+18% +$175K
HUBS icon
861
HubSpot
HUBS
$12.9B
$1.21M 0.01%
+1,834
New +$1.39M
SDY icon
862
State Street SPDR S&P Dividend ETF
SDY
$22.2B
$1.21M 0.01%
9,365
+1,470
+19% +$183K
ROK icon
863
Rockwell Automation
ROK
$51.4B
$1.2M 0.01%
3,452
+433
+14% +$143K
ECL icon
864
Ecolab
ECL
$79.3B
$1.2M 0.01%
5,123
+366
+8% +$82.7K
CHTR icon
865
Charter Communications
CHTR
$17.4B
$1.2M 0.01%
1,843
-38
-2% -$25.9K
IDEV icon
866
iShares Core MSCI International Developed Markets ETF
IDEV
$31.4B
$1.2M 0.01%
17,760
+14,605
+463% +$992K
KIE icon
867
State Street SPDR S&P Insurance ETF
KIE
$665M
$1.2M 0.01%
29,733
+8,008
+37% +$321K
CLFD icon
868
Clearfield
CLFD
$407M
$1.19M 0.01%
14,116
+1,861
+15% +$117K
TRP icon
869
TC Energy
TRP
$69.9B
$1.19M 0.01%
25,598
+593
+2% +$29.3K
SIVB
870
DELISTED
SVB Financial Group
SIVB
$1.19M 0.01%
1,754
+1,178
+205% +$830K
HUM icon
871
Humana
HUM
$44.4B
$1.19M 0.01%
2,555
-7,087
-74% -$3.14M
NVEE
872
DELISTED
NV5 Global
NVEE
$1.18M 0.01%
34,300
+896
+3% +$25.8K
PBCT
873
DELISTED
People's United Financial Inc
PBCT
$1.18M 0.01%
66,441
+5,034
+8% +$89.8K
AVY icon
874
Avery Dennison
AVY
$12.7B
$1.18M 0.01%
5,459
+102
+2% +$21.8K
FDNI icon
875
First Trust Dow Jones International Internet ETF
FDNI
$32.3M
$1.18M 0.01%
32,785
-95,006
-74% -$3.82M
33 34
35
36 37

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.