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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYNH
826
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$1.15M 0.01%
+13,131
New +$1.19M
BTI icon
827
British American Tobacco
BTI
$136B
$1.14M 0.01%
32,275
+3,116
+11% +$117K
WCN
828
Waste Connections
WCN
$43.6B
$1.14M 0.01%
9,023
-828
-8% -$105K
HYXF icon
829
iShares ESG Advanced High Yield Corporate Bond ETF
HYXF
$192M
$1.13M 0.01%
21,655
+2,082
+11% +$109K
ZS icon
830
Zscaler
ZS
$24.9B
$1.13M 0.01%
4,312
-555
-11% -$139K
CARR icon
831
Carrier Global
CARR
$49.8B
$1.12M 0.01%
21,714
+663
+3% +$35.7K
SECT icon
832
Main Sector Rotation ETF
SECT
$2.68B
$1.11M 0.01%
27,329
+807
+3% +$33.5K
AVY icon
833
Avery Dennison
AVY
$12.8B
$1.11M 0.01%
5,357
+134
+3% +$28.8K
DPZ icon
834
Domino's
DPZ
$11.9B
$1.11M 0.01%
2,321
+288
+14% +$146K
LADR
835
Ladder Capital
LADR
$1.24B
$1.09M 0.01%
99,043
+8,600
+10% +$96.2K
TXT icon
836
Textron
TXT
$14.9B
$1.09M 0.01%
15,617
-3,247
-17% -$228K
EUSB icon
837
iShares ESG Advanced Universal USD Bond ETF
EUSB
$711M
$1.09M 0.01%
21,963
+10,886
+98% +$544K
PAYC icon
838
Paycom
PAYC
$7.88B
$1.08M 0.01%
2,183
+407
+23% +$181K
FOCT icon
839
FT Vest US Equity Buffer ETF October
FOCT
$1.15B
$1.08M 0.01%
31,457
+809
+3% +$27.7K
WMS icon
840
Advanced Drainage Systems
WMS
$10.6B
$1.08M 0.01%
+9,980
New +$1.15M
SPLB icon
841
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$1.08M 0.01%
34,370
-382
-1% -$12.3K
FPE icon
842
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$1.07M 0.01%
52,331
-2,345,466
-98% -$48.4M
PBCT
843
DELISTED
People's United Financial Inc
PBCT
$1.07M 0.01%
61,407
+1,721
+3% +$28K
OXY icon
844
Occidental Petroleum
OXY
$55.7B
$1.07M 0.01%
36,255
-2,930
-7% -$78.2K
QDEL icon
845
QuidelOrtho
QDEL
$1.13B
$1.07M 0.01%
+7,579
New +$1.02M
FFBC icon
846
First Financial Bancorp
FFBC
$3.55B
$1.07M 0.01%
45,599
– –
CVA
847
DELISTED
Covanta Holding Corporation
CVA
$1.07M 0.01%
53,047
+1,779
+3% +$35.2K
MPT
848
Medical Properties Trust
MPT
$2.84B
$1.06M 0.01%
53,057
+20,020
+61% +$410K
URI icon
849
United Rentals
URI
$65.7B
$1.06M 0.01%
3,028
-42
-1% -$14.1K
FBND icon
850
Fidelity Total Bond ETF
FBND
$27.1B
$1.05M 0.01%
19,847
+14,479
+270% +$776K
32 33
34
35 36

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.