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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+9.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$19.6B
AUM Growth
+$2.85B
Cap. Flow
+$1.06B
Cap. Flow %
5.39%
Top 10 Hldgs %
18.14%
Holding
2,229
New
291
Increased
970
Reduced
750
Closed
189

Top Buys

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$153M
2
BILZ icon
PIMCO Ultra Short Government Active ETF
BILZ
+$128M
3
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$66.8M
4
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$48.7M
5
AAPL icon
Apple
AAPL
+$48.4M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$110M
2
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$80.3M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$60.6M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$39.6M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.8M

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Financials 5.12%
3 Consumer Discretionary 3.8%
4 Healthcare 3.68%
5 Communication Services 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMHC icon
801
State Street SPDR Bloomberg Emerging Markets USD Bond ETF
EMHC
$281M
$2.73M 0.01%
+114,374
New +$2.63M
PYLD icon
802
PIMCO Multi Sector Bond Active ETF
PYLD
$15B
$2.71M 0.01%
+105,578
New +$2.61M
SCHR
803
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$2.7M 0.01%
+109,366
New +$2.64M
TRP icon
804
TC Energy
TRP
$70.1B
$2.7M 0.01%
68,471
+33,631
+97% +$1.23M
ROBT icon
805
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$700M
$2.69M 0.01%
60,629
+15,574
+35% +$639K
QQQE icon
806
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.32B
$2.69M 0.01%
31,283
+11,757
+60% +$910K
EMHY icon
807
iShares JPMorgan EM High Yield Bond ETF
EMHY
$617M
$2.68M 0.01%
74,097
+5,449
+8% +$189K
NTAP icon
808
NetApp
NTAP
$33.9B
$2.68M 0.01%
30,469
+26,922
+759% +$2.17M
ZTS icon
809
Zoetis
ZTS
$32.7B
$2.66M 0.01%
13,908
-22,557
-62% -$3.99M
TEVA icon
810
Teva Pharmaceuticals
TEVA
$40.4B
$2.65M 0.01%
+222,491
New +$2.08M
JPC icon
811
Nuveen Preferred & Income Opportunities Fund
JPC
$2.88B
$2.64M 0.01%
366,678
+338,787
+1,215% +$2.15M
FIS icon
812
Fidelity National Information Services
FIS
$24.2B
$2.64M 0.01%
41,573
+29,893
+256% +$1.64M
SFY icon
813
SoFi Select 500 ETF
SFY
$637M
$2.63M 0.01%
30,430
-496
-2% -$39.4K
IWB icon
814
iShares Russell 1000 ETF
IWB
$47.1B
$2.62M 0.01%
9,763
-54,123
-85% -$13.3M
AGZD icon
815
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$131M
$2.62M 0.01%
+119,405
New +$2.64M
COIN icon
816
Coinbase
COIN
$42.2B
$2.6M 0.01%
20,793
+652
+3% +$71.2K
URI icon
817
United Rentals
URI
$65.7B
$2.59M 0.01%
4,111
+153
+4% +$72.2K
FSEP icon
818
FT Vest US Equity Buffer ETF September
FSEP
$1.2B
$2.58M 0.01%
63,168
-1,140
-2% -$43.6K
HELO icon
819
JPMorgan Hedged Equity Laddered Overlay ETF
HELO
$4.5B
$2.57M 0.01%
+47,670
New +$2.44M
FOCT icon
820
FT Vest US Equity Buffer ETF October
FOCT
$1.15B
$2.56M 0.01%
64,742
-29,834
-32% -$1.12M
SCCO icon
821
Southern Copper
SCCO
$138B
$2.54M 0.01%
32,963
+29,885
+971% +$2.08M
WTV icon
822
WisdomTree US Value Fund
WTV
$3.23B
$2.54M 0.01%
+36,684
New +$2.32M
PCY icon
823
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$2.53M 0.01%
127,271
-25,227
-17% -$477K
FXH icon
824
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$2.53M 0.01%
24,570
+436
+2% +$42K
ISHG icon
825
iShares 1-3 Year International Treasury Bond ETF
ISHG
$829M
$2.53M 0.01%
35,844
+1,202
+3% +$83.1K
31 32
33
34 35

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, AE Wealth Management held 2,229 positions worth $19.6B, up 17% from $16.7B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $1.06B of net new capital in Q4 2023, opening 291 new positions and adding to 970 existing holdings. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $110M trimmed.

  • AE Wealth Management's largest Q4 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q4 2023, an estimated $153M increase.
  • AE Wealth Management's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $110M.
  • AE Wealth Management fully exited FT Vest US Equity Enhance & Moderate Buffer ETF August in Q4 2023, selling an estimated $14M.
  • AE Wealth Management's ten largest holdings make up 18% of its $19.6B portfolio in Q4 2023.
  • AE Wealth Management opened 291 new positions and closed 189 in Q4 2023.
  • AE Wealth Management's portfolio value rose 17% quarter-over-quarter to $19.6B.

Based on AE Wealth Management's 13F filing for Q4 2023, filed 14 Feb 2024.