We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AI icon
801
C3.ai
AI
$1.38B
$2.33M 0.01%
91,404
+1,489
+2% +$49.7K
GCC icon
802
WisdomTree Enhanced Commodity Strategy Fund
GCC
$270M
$2.32M 0.01%
128,896
+2,646
+2% +$47.5K
VTIP icon
803
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$2.31M 0.01%
48,952
+2,328
+5% +$110K
BKNG icon
804
Booking.com
BKNG
$156B
$2.31M 0.01%
18,750
+10,625
+131% +$1.29M
DEHP icon
805
Dimensional Emerging Markets High Profitability ETF
DEHP
$396M
$2.31M 0.01%
102,093
+5,486
+6% +$130K
IYT icon
806
iShares US Transportation ETF
IYT
$2.28B
$2.3M 0.01%
39,432
+6,688
+20% +$418K
GOF icon
807
Guggenheim Strategic Opportunities Fund
GOF
$2.2B
$2.3M 0.01%
155,455
+19,109
+14% +$302K
FQAL icon
808
Fidelity Quality Factor ETF
FQAL
$1.4B
$2.29M 0.01%
46,544
+8,828
+23% +$450K
HYMB icon
809
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$2.28M 0.01%
95,529
+19,753
+26% +$488K
SYY icon
810
Sysco
SYY
$40.8B
$2.27M 0.01%
34,356
+1,207
+4% +$86.7K
SNOW icon
811
Snowflake
SNOW
$98.1B
$2.26M 0.01%
14,790
+1,674
+13% +$273K
PPA icon
812
Invesco Aerospace & Defense ETF
PPA
$8.07B
$2.26M 0.01%
28,305
-396
-1% -$33.1K
FEX icon
813
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.56B
$2.25M 0.01%
27,724
-1,724
-6% -$146K
DIVI icon
814
Franklin International Core Dividend Tilt Index ETF
DIVI
$2.65B
$2.23M 0.01%
79,968
+70,390
+735% +$2.04M
ES icon
815
Eversource Energy
ES
$28.1B
$2.23M 0.01%
38,360
+6,850
+22% +$457K
ALB icon
816
Albemarle
ALB
$13.4B
$2.22M 0.01%
13,038
+5,620
+76% +$1.12M
NHC icon
817
National Healthcare
NHC
$3.57B
$2.22M 0.01%
34,638
-362
-1% -$23.2K
IBDQ
818
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$2.21M 0.01%
90,631
+78,133
+625% +$1.91M
NVS icon
819
Novartis
NVS
$302B
$2.21M 0.01%
21,666
-5,629
-21% -$571K
BALT icon
820
Innovator Defined Wealth Shield ETF
BALT
$2.71B
$2.21M 0.01%
79,384
-11,811
-13% -$331K
IUS icon
821
Invesco RAFI Strategic US ETF
IUS
$912M
$2.19M 0.01%
+55,105
New +$2.26M
LUV icon
822
Southwest Airlines
LUV
$21.7B
$2.19M 0.01%
80,881
+20,397
+34% +$665K
SLB icon
823
SLB Ltd
SLB
$72.7B
$2.19M 0.01%
37,481
-18,239
-33% -$1.06M
BSCO
824
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$2.18M 0.01%
105,519
-62,770
-37% -$1.3M
IBKR icon
825
Interactive Brokers
IBKR
$38.4B
$2.17M 0.01%
100,368
+3,592
+4% +$79.9K
31 32
33
34 35

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.