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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WEC icon
801
WEC Energy
WEC
$36.6B
$1.44M 0.01%
14,796
+2,905
+24% +$266K
PJUN icon
802
Innovator US Equity Power Buffer ETF June
PJUN
$949M
$1.43M 0.01%
44,495
-1,440
-3% -$45.8K
FXR icon
803
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$725M
$1.43M 0.01%
22,953
+1,808
+9% +$110K
EPS icon
804
WisdomTree US LargeCap Fund
EPS
$1.57B
$1.42M 0.01%
28,252
+9,962
+54% +$486K
FRI icon
805
First Trust S&P REIT Index Fund
FRI
$193M
$1.42M 0.01%
43,660
+11,364
+35% +$349K
RPG icon
806
Invesco S&P 500 Pure Growth ETF
RPG
$1.92B
$1.42M 0.01%
33,605
-7,990
-19% -$332K
EXLS icon
807
EXL Service
EXLS
$5.47B
$1.41M 0.01%
48,715
+26,525
+120% +$698K
CALX icon
808
Calix
CALX
$2.27B
$1.41M 0.01%
17,625
+11,890
+207% +$776K
ZS icon
809
Zscaler
ZS
$24.9B
$1.41M 0.01%
4,384
+72
+2% +$22.7K
GWW icon
810
W.W. Grainger
GWW
$64.6B
$1.4M 0.01%
2,708
+1,925
+246% +$908K
BKNG icon
811
Booking.com
BKNG
$156B
$1.4M 0.01%
14,575
-20,000
-58% -$1.9M
TDOC icon
812
Teladoc Health
TDOC
$1.68B
$1.4M 0.01%
15,232
-3,332
-18% -$398K
WCN
813
Waste Connections
WCN
$43.6B
$1.39M 0.01%
10,207
+1,184
+13% +$157K
XSD icon
814
State Street SPDR S&P Semiconductor ETF
XSD
$2.55B
$1.39M 0.01%
5,714
+1,094
+24% +$249K
AVTR icon
815
Avantor
AVTR
$9.72B
$1.39M 0.01%
32,925
+1,143
+4% +$45K
DOCT
816
FT Vest US Equity Deep Buffer ETF October
DOCT
$381M
$1.39M 0.01%
41,952
+35,014
+505% +$1.15M
SHYD icon
817
VanEck Short High Yield Muni ETF
SHYD
$452M
$1.38M 0.01%
54,808
+4,706
+9% +$118K
KLAC icon
818
KLA
KLAC
$227B
$1.38M 0.01%
+32,010
New +$1.24M
FHLC icon
819
Fidelity MSCI Health Care Index ETF
FHLC
$3.36B
$1.37M 0.01%
19,994
+8,271
+71% +$544K
KMI icon
820
Kinder Morgan
KMI
$70.8B
$1.36M 0.01%
85,935
+5,190
+6% +$86.4K
ET icon
821
Energy Transfer Partners
ET
$69.5B
$1.36M 0.01%
165,489
+16,472
+11% +$150K
WMS icon
822
Advanced Drainage Systems
WMS
$10.7B
$1.36M 0.01%
9,980
– –
ICSH icon
823
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.06B
$1.35M 0.01%
26,898
+14,535
+118% +$733K
IDRV icon
824
iShares Self-Driving EV and Tech ETF
IDRV
$124M
$1.35M 0.01%
24,988
-252
-1% -$13.4K
NWL icon
825
Newell Brands
NWL
$2.23B
$1.35M 0.01%
62,048
-8,710
-12% -$197K
31 32
33
34 35

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.