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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHYD icon
801
VanEck Short High Yield Muni ETF
SHYD
$452M
$1.26M 0.01%
50,102
+1,654
+3% +$42.1K
BAX icon
802
Baxter International
BAX
$12.8B
$1.26M 0.01%
15,619
+6,751
+76% +$533K
FVRR icon
803
Fiverr
FVRR
$331M
$1.25M 0.01%
6,860
-8,297
-55% -$1.67M
ARKF icon
804
ARK Blockchain & Fintech Innovation ETF
ARKF
$731M
$1.25M 0.01%
25,303
-26,390
-51% -$1.38M
STLD icon
805
Steel Dynamics
STLD
$36.4B
$1.24M 0.01%
21,280
+1,423
+7% +$91K
LOGI icon
806
Logitech
LOGI
$14.8B
$1.23M 0.01%
13,973
-2,741
-16% -$296K
MSI icon
807
Motorola Solutions
MSI
$72.1B
$1.23M 0.01%
5,299
+297
+6% +$68.9K
MPC icon
808
Marathon Petroleum
MPC
$90.1B
$1.22M 0.01%
19,809
+1,345
+7% +$77.3K
TSN icon
809
Tyson Foods
TSN
$21.5B
$1.22M 0.01%
15,510
-242
-2% -$18.3K
RXT icon
810
Rackspace Technology
RXT
$960M
$1.22M 0.01%
85,675
-10,057
-11% -$162K
IDRV icon
811
iShares Self-Driving EV and Tech ETF
IDRV
$124M
$1.22M 0.01%
25,240
-1,503
-6% -$74.3K
FXR icon
812
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$721M
$1.21M 0.01%
21,145
+3,802
+22% +$226K
NTSX icon
813
WisdomTree US Efficient Core Fund
NTSX
$1.33B
$1.21M 0.01%
29,731
-46,956
-61% -$1.97M
FMAT icon
814
Fidelity MSCI Materials Index ETF
FMAT
$587M
$1.21M 0.01%
27,290
+22,308
+448% +$1.04M
SCHE icon
815
Schwab Emerging Markets Equity ETF
SCHE
$12.2B
$1.2M 0.01%
39,497
+28,978
+275% +$905K
TRP icon
816
TC Energy
TRP
$70.1B
$1.2M 0.01%
25,005
+2,403
+11% +$117K
MOAT icon
817
VanEck Morningstar Wide Moat ETF
MOAT
$11.8B
$1.2M 0.01%
16,318
-11,578
-42% -$872K
UFOX
818
Defiance Space and Connective Tech ETF
UFOX
$795M
$1.19M 0.01%
32,860
+14,676
+81% +$556K
IYM icon
819
iShares US Basic Materials ETF
IYM
$1.13B
$1.18M 0.01%
+9,493
New +$1.24M
PEY icon
820
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$1.17M 0.01%
59,272
+1,494
+3% +$30.2K
HYEM icon
821
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
$1.17M 0.01%
50,267
+8,677
+21% +$205K
EOG icon
822
EOG Resources
EOG
$77.7B
$1.16M 0.01%
14,503
+114
+0.8% +$8.31K
HR icon
823
Healthcare Realty
HR
$7.56B
$1.16M 0.01%
39,145
+383
+1% +$11.2K
NLY icon
824
Annaly Capital Management
NLY
$17.3B
$1.15M 0.01%
34,216
+5,368
+19% +$185K
GSY icon
825
Invesco Ultra Short Duration ETF
GSY
$3.86B
$1.15M 0.01%
22,798
-67,130
-75% -$3.39M
31 32
33
34 35

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
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CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.