We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMI icon
776
Kinder Morgan
KMI
$70.9B
$1.35M 0.01%
80,745
+11,034
+16% +$187K
ULST icon
777
State Street Ultra Short Term Bond ETF
ULST
$527M
$1.35M 0.01%
33,386
-42,138
-56% -$1.7M
FDS icon
778
Factset
FDS
$10B
$1.35M 0.01%
3,413
+142
+4% +$51.6K
APH icon
779
Amphenol
APH
$185B
$1.34M 0.01%
36,694
+29,264
+394% +$1.07M
ETSY icon
780
Etsy
ETSY
$8.12B
$1.34M 0.01%
6,429
+3,278
+104% +$665K
QEFA icon
781
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.05B
$1.33M 0.01%
+17,730
New +$1.37M
RF icon
782
Regions Financial
RF
$26.4B
$1.32M 0.01%
61,960
+4,819
+8% +$95.9K
TEL icon
783
TE Connectivity
TEL
$60B
$1.32M 0.01%
9,597
+233
+2% +$33.6K
PWR icon
784
Quanta Services
PWR
$84.2B
$1.3M 0.01%
11,431
+38
+0.3% +$3.81K
AVTR icon
785
Avantor
AVTR
$9.82B
$1.3M 0.01%
31,782
-1,468
-4% -$57.4K
PDEC icon
786
Innovator US Equity Power Buffer ETF December
PDEC
$973M
$1.3M 0.01%
42,291
+1,181
+3% +$36.2K
TEX icon
787
Terex
TEX
$7.37B
$1.3M 0.01%
30,866
-1,858
-6% -$87.9K
ABNB icon
788
Airbnb
ABNB
$90.8B
$1.29M 0.01%
7,708
-4,362
-36% -$666K
UBER icon
789
Uber
UBER
$145B
$1.29M 0.01%
28,839
-7,030
-20% -$307K
PETQ
790
DELISTED
PetIQ, Inc. Class A Common Stock
PETQ
$1.29M 0.01%
+51,732
New +$1.56M
STAG icon
791
STAG Industrial
STAG
$7.44B
$1.29M 0.01%
32,859
-2,666
-8% -$109K
ROKU icon
792
Roku
ROKU
$21.6B
$1.29M 0.01%
4,114
-4,265
-51% -$1.61M
CMDY icon
793
iShares Bloomberg Roll Select Commodity Strategy ETF
CMDY
$558M
$1.29M 0.01%
+22,036
New +$1.23M
TWTR
794
DELISTED
Twitter, Inc.
TWTR
$1.28M 0.01%
21,279
+15,207
+250% +$999K
BIBL icon
795
Inspire 100 ETF
BIBL
$474M
$1.28M 0.01%
30,209
-2,967
-9% -$130K
DECK icon
796
Deckers Outdoor
DECK
$14.1B
$1.28M 0.01%
21,336
+1,518
+8% +$104K
TENB icon
797
Tenable Holdings
TENB
$3.47B
$1.27M 0.01%
+27,524
New +$1.21M
YUM icon
798
Yum! Brands
YUM
$41.9B
$1.26M 0.01%
10,342
+1,082
+12% +$137K
ASML icon
799
ASML
ASML
$596B
$1.26M 0.01%
1,692
+352
+26% +$277K
HTGC icon
800
Hercules Capital
HTGC
$2.99B
$1.26M 0.01%
75,756
-1,190
-2% -$20.2K
30 31
32
33 34

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.