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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPWR icon
726
Monolithic Power Systems
MPWR
$61.4B
$1.12M 0.01%
+1,217
New +$987K
SRLN icon
727
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$1.12M 0.01%
26,869
+4,943
+23% +$205K
AOR icon
728
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.61B
$1.11M 0.01%
17,264
-6,441
-27% -$403K
VDC icon
729
Vanguard Consumer Staples ETF
VDC
$8.16B
$1.11M 0.01%
5,196
+1,577
+44% +$346K
VXF icon
730
Vanguard Extended Market ETF
VXF
$30B
$1.11M 0.01%
5,302
-3,468
-40% -$702K
EDV icon
731
Vanguard World Funds Extended Duration ETF
EDV
$3.26B
$1.1M 0.01%
16,069
-1,246
-7% -$82.3K
SAP icon
732
SAP
SAP
$215B
$1.1M 0.01%
4,106
+231
+6% +$65K
SNY icon
733
Sanofi
SNY
$107B
$1.1M 0.01%
23,233
+2,696
+13% +$130K
PVEX
734
TrueShares ConVequity ETF
PVEX
$54.4M
$1.09M 0.01%
+38,614
New +$1.02M
XT icon
735
iShares Future Exponential Technologies ETF
XT
$3.7B
$1.08M 0.01%
15,035
-269
-2% -$18.2K
KD icon
736
Kyndryl
KD
$3.09B
$1.08M 0.01%
36,004
+30,710
+580% +$1.05M
XOVR
737
EntrepreneurShares Series Trust ERShares Private-Public Crossover ETF
XOVR
$1.76B
$1.08M 0.01%
51,123
+14,202
+38% +$283K
FSK icon
738
FS KKR Capital
FSK
$3.01B
$1.08M 0.01%
72,160
-202
-0.3% -$3.82K
SOXX icon
739
iShares Semiconductor ETF
SOXX
$38.4B
$1.07M 0.01%
3,952
-121
-3% -$30.2K
AXON
740
Axon Enterprise
AXON
$42.8B
$1.07M 0.01%
1,486
+118
+9% +$89.5K
HWM icon
741
Howmet Aerospace
HWM
$109B
$1.07M 0.01%
5,431
+945
+21% +$172K
FDCF icon
742
Fidelity Disruptive Communications ETF
FDCF
$95.7M
$1.05M 0.01%
21,117
+10,838
+105% +$504K
USFR icon
743
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$1.04M 0.01%
20,711
-11,360
-35% -$572K
NANC icon
744
Unusual Whales Subversive Democratic Trading ETF
NANC
$268M
$1.04M 0.01%
23,157
-173
-0.7% -$7.46K
KMI icon
745
Kinder Morgan
KMI
$70.9B
$1.03M 0.01%
36,531
-4,258
-10% -$117K
SHYG icon
746
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$1.02M 0.01%
23,665
+20,579
+667% +$886K
EVG
747
Eaton Vance Short Duration Diversified Income Fund
EVG
$141M
$1.02M 0.01%
90,361
+246
+0.3% +$2.76K
SNX icon
748
TD Synnex
SNX
$19.9B
$1.02M 0.01%
6,246
-7,785
-55% -$1.15M
IHAK icon
749
iShares Cybersecurity and Tech ETF
IHAK
$988M
$1.02M 0.01%
19,524
+10,293
+112% +$533K
RGLD icon
750
Royal Gold
RGLD
$16.6B
$1.02M 0.01%
5,069
+1,771
+54% +$306K
28 29
30
31 32

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.