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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEX icon
676
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.56B
$1.35M 0.01%
11,544
-1,637
-12% -$186K
BRO icon
677
Brown & Brown
BRO
$25.1B
$1.34M 0.01%
14,335
+91
+0.6% +$8.87K
URI icon
678
United Rentals
URI
$65.7B
$1.34M 0.01%
1,407
-45
-3% -$40.1K
SPIP icon
679
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$1.33M 0.01%
50,639
+42,251
+504% +$1.1M
SCHP icon
680
Schwab US TIPS ETF
SCHP
$16.4B
$1.33M 0.01%
49,165
+5,035
+11% +$135K
ROE icon
681
Astoria US Quality Kings ETF
ROE
$258M
$1.32M 0.01%
38,193
-393
-1% -$13K
SIXJ icon
682
AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF
SIXJ
$144M
$1.31M 0.01%
39,287
-230,936
-85% -$7.54M
DTM icon
683
DT Midstream
DTM
$13.9B
$1.3M 0.01%
11,541
-218
-2% -$22.8K
DAL icon
684
Delta Air Lines
DAL
$56.7B
$1.3M 0.01%
22,867
-3,312
-13% -$189K
SPMB icon
685
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$6.97B
$1.3M 0.01%
57,720
+25,067
+77% +$555K
IJS icon
686
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$1.28M 0.01%
11,604
-3,053
-21% -$324K
TFLO icon
687
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$1.28M 0.01%
25,212
-4,093
-14% -$207K
GEHC icon
688
GE HealthCare
GEHC
$32.7B
$1.28M 0.01%
16,981
+1,318
+8% +$98.3K
PDEC icon
689
Innovator US Equity Power Buffer ETF December
PDEC
$973M
$1.27M 0.01%
30,308
-14,154
-32% -$580K
FFIV icon
690
F5
FFIV
$22B
$1.27M 0.01%
3,940
-714
-15% -$224K
LNT icon
691
Alliant Energy
LNT
$18.6B
$1.27M 0.01%
18,864
+2,774
+17% +$179K
AVRE icon
692
Avantis Real Estate ETF
AVRE
$882M
$1.27M 0.01%
28,456
+8,006
+39% +$356K
TMFC icon
693
Motley Fool 100 Index ETF
TMFC
$1.99B
$1.27M 0.01%
17,939
+1,909
+12% +$128K
MRSH
694
Marsh
MRSH
$94.3B
$1.26M 0.01%
6,262
+2,303
+58% +$474K
VV icon
695
Vanguard Large-Cap ETF
VV
$51.2B
$1.26M 0.01%
4,090
+835
+26% +$247K
ILDR icon
696
First Trust Innovation Leaders ETF
ILDR
$273M
$1.26M 0.01%
38,859
+2,001
+5% +$61.2K
AOM icon
697
iShares Core Moderate Allocation ETF
AOM
$1.74B
$1.26M 0.01%
26,449
-77,596
-75% -$3.61M
JNK icon
698
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$1.25M 0.01%
12,756
+3,144
+33% +$305K
FDLS icon
699
Inspire Fidelis Multi Factor ETF
FDLS
$224M
$1.25M 0.01%
35,661
+9,336
+35% +$310K
FTXO icon
700
First Trust Nasdaq Bank ETF
FTXO
$302M
$1.24M 0.01%
34,842
-1,080
-3% -$37.6K
26 27
28
29 30

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.