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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSX icon
651
Phillips 66
PSX
$82.9B
$1.45M 0.01%
10,676
+43
+0.4% +$5.51K
ED icon
652
Consolidated Edison
ED
$41.4B
$1.45M 0.01%
14,415
+5,118
+55% +$514K
TLH icon
653
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
$1.45M 0.01%
14,068
+8,847
+169% +$895K
UI icon
654
Ubiquiti
UI
$31.6B
$1.44M 0.01%
2,180
-2,037
-48% -$1.02M
LVHI icon
655
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.36B
$1.43M 0.01%
+41,273
New +$1.4M
EWX icon
656
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$642M
$1.43M 0.01%
21,305
+3,030
+17% +$197K
TTE icon
657
TotalEnergies
TTE
$193B
$1.43M 0.01%
24,014
+2,556
+12% +$158K
TTWO icon
658
Take-Two Interactive
TTWO
$46.1B
$1.43M 0.01%
5,543
-50
-0.9% -$11.8K
BUFD icon
659
FT Vest Fund of Deep Buffer ETFs
BUFD
$1.92B
$1.43M 0.01%
51,783
+10,260
+25% +$278K
IJJ icon
660
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
$1.43M 0.01%
11,030
-1,759
-14% -$225K
IQV icon
661
IQVIA
IQV
$40.7B
$1.43M 0.01%
7,532
+209
+3% +$38K
ACU icon
662
Acme United Corp
ACU
$228M
$1.43M 0.01%
34,741
-546
-2% -$23K
SLB icon
663
SLB Ltd
SLB
$72.7B
$1.42M 0.01%
41,415
+3,579
+9% +$125K
CAH icon
664
Cardinal Health
CAH
$53.7B
$1.42M 0.01%
9,051
-12,729
-58% -$1.97M
EPD icon
665
Enterprise Products Partners
EPD
$83.7B
$1.42M 0.01%
45,281
+1,779
+4% +$56.1K
GSK icon
666
GSK
GSK
$107B
$1.41M 0.01%
32,560
+3,112
+11% +$122K
IETC icon
667
iShares US Tech Independence Focused ETF
IETC
$636M
$1.4M 0.01%
13,752
+2,793
+25% +$274K
VCIT icon
668
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$1.4M 0.01%
16,653
+4,237
+34% +$352K
BSX icon
669
Boston Scientific
BSX
$68.4B
$1.39M 0.01%
14,268
-5,598
-28% -$580K
GRID
670
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$10.8B
$1.39M 0.01%
9,188
+944
+11% +$136K
IRM icon
671
Iron Mountain
IRM
$35.9B
$1.38M 0.01%
13,566
+504
+4% +$48.6K
SPIB icon
672
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$1.38M 0.01%
40,796
+11,283
+38% +$380K
CB icon
673
Chubb
CB
$140B
$1.38M 0.01%
4,884
+789
+19% +$217K
FJP icon
674
First Trust Japan AlphaDEX Fund
FJP
$242M
$1.36M 0.01%
20,911
-1,042
-5% -$65.6K
PMAR icon
675
Innovator US Equity Power Buffer ETF March
PMAR
$752M
$1.35M 0.01%
30,807
-100
-0.3% -$4.31K
25 26
27
28 29

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.