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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FJUN icon
651
FT Vest US Equity Buffer ETF June
FJUN
$1.33B
$3.53M 0.02%
87,105
+75,256
+635% +$3.13M
DISV icon
652
Dimensional International Small Cap Value ETF
DISV
$4.86B
$3.53M 0.02%
148,431
+6,384
+4% +$156K
MOAT icon
653
VanEck Morningstar Wide Moat ETF
MOAT
$11.8B
$3.53M 0.02%
46,525
-84,089
-64% -$6.7M
FNDX icon
654
Schwab Fundamental US Large Company Index ETF
FNDX
$26.5B
$3.52M 0.02%
188,646
+12,747
+7% +$247K
CNA icon
655
CNA Financial
CNA
$14.9B
$3.51M 0.02%
89,293
-2,637
-3% -$104K
CBRE icon
656
CBRE Group
CBRE
$43.3B
$3.5M 0.02%
47,413
+3,447
+8% +$286K
DFSE
657
Dimensional Emerging Markets Sustainability Core 1 ETF
DFSE
$578M
$3.5M 0.02%
119,092
+5,389
+5% +$165K
SPY icon
658
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$3.5M 0.02%
13,800
-696
-5% -$310K
REET icon
659
iShares Global REIT ETF
REET
$5.14B
$3.48M 0.02%
164,235
+10,932
+7% +$250K
DDLS icon
660
WisdomTree Dynamic International SmallCap Equity Fund
DDLS
$430M
$3.47M 0.02%
113,356
+22,517
+25% +$707K
IYM icon
661
iShares US Basic Materials ETF
IYM
$1.13B
$3.47M 0.02%
27,445
+8,106
+42% +$1.07M
SRLN icon
662
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$3.47M 0.02%
82,652
-38,156
-32% -$1.6M
FOCT icon
663
FT Vest US Equity Buffer ETF October
FOCT
$1.15B
$3.45M 0.02%
94,576
-29,213
-24% -$1.1M
BG icon
664
Bunge Global
BG
$20.9B
$3.44M 0.02%
31,737
-4,927
-13% -$540K
SPHY icon
665
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.5B
$3.43M 0.02%
153,026
-74,995
-33% -$1.7M
ACI icon
666
Albertsons Companies
ACI
$5.91B
$3.4M 0.02%
149,606
-20,504
-12% -$458K
GPK icon
667
Graphic Packaging
GPK
$3.35B
$3.39M 0.02%
152,133
-19,891
-12% -$456K
RWL icon
668
Invesco S&P 500 Revenue ETF
RWL
$9.57B
$3.38M 0.02%
43,250
+9,894
+30% +$798K
NET icon
669
Cloudflare
NET
$96B
$3.35M 0.02%
53,137
+3,583
+7% +$229K
AAL icon
670
American Airlines Group
AAL
$9.82B
$3.34M 0.02%
260,649
+5,890
+2% +$91.4K
AMP icon
671
Ameriprise Financial
AMP
$47.8B
$3.32M 0.02%
10,079
+769
+8% +$262K
IAGG icon
672
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$3.32M 0.02%
67,991
+525
+0.8% +$25.8K
COF icon
673
Capital One
COF
$128B
$3.31M 0.02%
34,119
+1,450
+4% +$155K
GSY icon
674
Invesco Ultra Short Duration ETF
GSY
$3.86B
$3.3M 0.02%
66,414
+41,191
+163% +$2.05M
DFSD
675
Dimensional Short-Duration Fixed Income ETF
DFSD
$7.09B
$3.3M 0.02%
71,086
+3,585
+5% +$167K
25 26
27
28 29

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.