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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHM icon
626
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$1.59M 0.01%
33,048
+2,712
+9% +$131K
FDEC icon
627
FT Vest US Equity Buffer ETF December
FDEC
$1.31B
$1.58M 0.01%
32,163
+88
+0.3% +$4.21K
RCL icon
628
Royal Caribbean
RCL
$86.8B
$1.58M 0.01%
4,894
-2,421
-33% -$809K
LGOV icon
629
First Trust Long Duration Opportunities ETF
LGOV
$621M
$1.56M 0.01%
71,879
-2,582
-3% -$55.4K
PECO icon
630
Phillips Edison & Co
PECO
$5.5B
$1.56M 0.01%
45,530
+9,058
+25% +$314K
ACVF icon
631
American Conservative Values ETF
ACVF
$148M
$1.56M 0.01%
31,557
+9,464
+43% +$456K
ZAUG
632
Innovator Equity Defined Protection ETF - 1 Yr August
ZAUG
$97.5M
$1.55M 0.01%
58,631
+554
+1% +$14.5K
FEP icon
633
First Trust Europe AlphaDEX Fund
FEP
$515M
$1.54M 0.01%
30,141
-2,312
-7% -$114K
PAYX icon
634
Paychex
PAYX
$43.4B
$1.54M 0.01%
12,156
+8,385
+222% +$1.16M
SCCO icon
635
Southern Copper
SCCO
$138B
$1.53M 0.01%
+12,958
New +$1.27M
AVSF icon
636
Avantis Short-Term Fixed Income ETF
AVSF
$654M
$1.52M 0.01%
32,272
+12,152
+60% +$571K
GWX icon
637
State Street SPDR S&P International Small Cap ETF
GWX
$839M
$1.52M 0.01%
37,911
+689
+2% +$26.7K
FDVV icon
638
Fidelity High Dividend ETF
FDVV
$10.1B
$1.52M 0.01%
27,313
-17,537
-39% -$954K
DGRW icon
639
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.5B
$1.52M 0.01%
17,080
+1,818
+12% +$158K
ALL icon
640
Allstate
ALL
$70.6B
$1.51M 0.01%
7,054
+2,766
+65% +$558K
COF icon
641
Capital One
COF
$128B
$1.51M 0.01%
7,115
+428
+6% +$93.7K
BRK.A icon
642
Berkshire Hathaway Class A
BRK.A
$1.1T
$1.51M 0.01%
2
– –
FDG icon
643
American Century Focused Dynamic Growth ETF
FDG
$375M
$1.49M 0.01%
12,385
+3,766
+44% +$433K
DVY icon
644
iShares Select Dividend ETF
DVY
$23.8B
$1.49M 0.01%
10,479
+2,558
+32% +$354K
GBTC icon
645
Grayscale Bitcoin Trust
GBTC
$9.54B
$1.49M 0.01%
16,562
+514
+3% +$46.3K
CMDT icon
646
PIMCO Commodity Strategy Active Exchange-Traded Fund
CMDT
$803M
$1.48M 0.01%
54,190
+29,822
+122% +$789K
FIIG icon
647
First Trust Intermediate Duration Investment Grade Corporate ETF
FIIG
$645M
$1.47M 0.01%
69,412
-1,402
-2% -$29.5K
NMZ icon
648
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$1.47M 0.01%
139,108
+8,436
+6% +$86.1K
ICVT icon
649
iShares Convertible Bond ETF
ICVT
$6.97B
$1.46M 0.01%
14,608
-34,297
-70% -$3.22M
CASY icon
650
Casey's General Stores
CASY
$32.1B
$1.46M 0.01%
2,574
+1,162
+82% +$608K
24 25
26
27 28

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.