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AWM
AE Wealth Management Portfolio holdings
AUM
$18.5B
1-Year Est. Return
19.51%
This Fund
S&P 500
This Quarter
Est. Return
+9.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$19.6B
AUM Growth
+$2.85B
(+17%)
Cap. Flow
+$1.06B
Cap. Flow
% of AUM
5.39%
Top 10 Holdings %
Top 10 Hldgs %
18.14%
Holding
2,229
New
291
Increased
970
Reduced
750
Closed
189
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
|
+$153M |
| 2 |
PIMCO Ultra Short Government Active ETF
BILZ
|
+$128M |
| 3 |
Janus Henderson Short Duration Income ETF
VNLA
|
+$66.8M |
| 4 |
FT Vest Fund of Deep Buffer ETFs
BUFD
|
+$48.7M |
| 5 |
Apple
AAPL
|
+$48.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$110M |
| 2 |
Hartford Total Return Bond ETF
HTRB
|
+$80.3M |
| 3 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$60.6M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$39.6M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$38.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.46% |
| 2 | Financials | 5.12% |
| 3 | Consumer Discretionary | 3.8% |
| 4 | Healthcare | 3.68% |
| 5 | Communication Services | 2.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
FT Vest US Small Cap Moderate Buffer ETF August
SAUG
$110M
| $4.84M | 0.02% |
+230,654
| New | +$4.57M |
|
602
Xcel Energy
XEL
$49.2B
| $4.83M | 0.02% |
81,342
+38,698
| +91% | +$2.32M |
|
603
Brown & Brown
BRO
$25.1B
| $4.79M | 0.02% |
62,324
-4,915
| -7% | -$351K |
|
604
Innovator Defined Wealth Shield ETF
BALT
$2.71B
| $4.77M | 0.02% |
165,876
+86,492
| +109% | +$2.44M |
|
605
Occidental Petroleum
OXY
$55.7B
| $4.77M | 0.02% |
81,742
-14,268
| -15% | -$871K |
|
606
Simon Property Group
SPG
$76.4B
| $4.76M | 0.02% |
33,497
+15,083
| +82% | +$1.82M |
|
607
Virtus SEIX Senior Loan ETF
SEIX
$249M
| $4.73M | 0.02% |
197,064
+38,669
| +24% | +$923K |
|
608
Invesco S&P 500 Revenue ETF
RWL
$9.57B
| $4.73M | 0.02% |
54,887
+11,637
| +27% | +$933K |
|
609
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.33B
| $4.73M | 0.02% |
61,185
+1,607
| +3% | +$120K |
|
610
FedEx
FDX
$73B
| $4.71M | 0.02% |
18,715
-2,929
| -14% | -$744K |
|
611
iShares Core Conservative Allocation ETF
AOK
$783M
| $4.7M | 0.02% |
130,782
-274,617
| -68% | -$9.5M |
|
612
Nucor
NUE
$58.3B
| $4.69M | 0.02% |
26,808
-32,836
| -55% | -$5.21M |
|
613
Hewlett Packard
HPE
$58.8B
| $4.69M | 0.02% |
296,296
+247,187
| +503% | +$4.03M |
|
614
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.19B
| $4.68M | 0.02% |
179,419
+13,748
| +8% | +$377K |
|
615
Analog Devices
ADI
$172B
| $4.67M | 0.02% |
24,062
+2,068
| +9% | +$369K |
|
616
TSMC
TSM
$1.94T
| $4.66M | 0.02% |
39,712
+19,563
| +97% | +$1.87M |
|
617
Trane Technologies
TT
$98.8B
| $4.66M | 0.02% |
18,514
+3,123
| +20% | +$683K |
|
618
Snowflake
SNOW
$98.1B
| $4.65M | 0.02% |
22,985
+8,195
| +55% | +$1.39M |
|
|
EXE
619
Expand Energy Corp
EXE
$22.1B
| $4.65M | 0.02% |
59,992
+52,792
| +733% | +$4.33M |
|
620
Dimensional International Value ETF
DFIV
$20.9B
| $4.63M | 0.02% |
136,249
+24,386
| +22% | +$796K |
|
621
TD Synnex
SNX
$19.9B
| $4.62M | 0.02% |
43,836
+17,387
| +66% | +$1.71M |
|
622
State Street Nuveen Municipal Bond ETF
MBND
$26.9M
| $4.61M | 0.02% |
169,163
+74,447
| +79% | +$1.97M |
|
623
DuPont de Nemours
DD
$18.7B
| $4.6M | 0.02% |
56,665
+38,773
| +217% | +$3.53M |
|
624
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
| $4.59M | 0.02% |
149,241
-350,971
| -70% | -$10.7M |
|
625
Stellantis
STLA
$17.4B
| $4.59M | 0.02% |
+216,257
| New | +$4.47M |
|
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AE Wealth Management's Q4 2023 Portfolio in Review
As of Q4 2023, AE Wealth Management held 2,229 positions worth $19.6B, up 17% from $16.7B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
AE Wealth Management deployed $1.06B of net new capital in Q4 2023, opening 291 new positions and adding to 970 existing holdings. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $110M trimmed.
- AE Wealth Management's largest Q4 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
- AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q4 2023, an estimated $153M increase.
- AE Wealth Management's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $110M.
- AE Wealth Management fully exited FT Vest US Equity Enhance & Moderate Buffer ETF August in Q4 2023, selling an estimated $14M.
- AE Wealth Management's ten largest holdings make up 18% of its $19.6B portfolio in Q4 2023.
- AE Wealth Management opened 291 new positions and closed 189 in Q4 2023.
- AE Wealth Management's portfolio value rose 17% quarter-over-quarter to $19.6B.
Based on AE Wealth Management's 13F filing for Q4 2023, filed 14 Feb 2024.