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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNQ icon
551
Vanguard Real Estate ETF
VNQ
$39.9B
$2.13M 0.01%
23,250
+1,829
+9% +$166K
DXCM icon
552
DexCom
DXCM
$29B
$2.12M 0.01%
31,574
+6,873
+28% +$544K
XEL icon
553
Xcel Energy
XEL
$49.2B
$2.11M 0.01%
26,175
+1,839
+8% +$133K
AJG icon
554
Arthur J. Gallagher & Co
AJG
$69.1B
$2.1M 0.01%
6,787
-123
-2% -$37.1K
PJAN icon
555
Innovator US Equity Power Buffer ETF January
PJAN
$1.42B
$2.09M 0.01%
45,718
+2,397
+6% +$108K
PTL icon
556
Inspire 500 ETF
PTL
$855M
$2.08M 0.01%
8,325
+4,235
+104% +$1.02M
WHR icon
557
Whirlpool
WHR
$2.49B
$2.05M 0.01%
26,101
+1,980
+8% +$182K
XTWY icon
558
BondBloxx Bloomberg Twenty Year Target Duration US Treasury ETF
XTWY
$253M
$2.05M 0.01%
52,411
+16,156
+45% +$615K
IWB icon
559
iShares Russell 1000 ETF
IWB
$47.1B
$2.04M 0.01%
5,580
+779
+16% +$274K
ESGU icon
560
iShares ESG Aware MSCI USA ETF
ESGU
$17.5B
$2.03M 0.01%
13,968
+4,833
+53% +$677K
BND icon
561
Vanguard Total Bond Market
BND
$158B
$2.03M 0.01%
27,307
-25,228
-48% -$1.86M
ITA icon
562
iShares US Aerospace & Defense ETF
ITA
$14B
$2.03M 0.01%
9,684
+3,100
+47% +$611K
ILMN icon
563
Illumina
ILMN
$29.5B
$2.03M 0.01%
21,337
-9,044
-30% -$897K
PSEP icon
564
Innovator US Equity Power Buffer ETF September
PSEP
$839M
$2.02M 0.01%
47,033
-5,000
-10% -$210K
POCT icon
565
Innovator US Equity Power Buffer ETF October
POCT
$952M
$2.02M 0.01%
46,836
+806
+2% +$34.1K
COHR icon
566
Coherent
COHR
$43.4B
$2.01M 0.01%
18,700
-7,655
-29% -$763K
KNG icon
567
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.46B
$2.01M 0.01%
40,766
+15,009
+58% +$748K
VMBS icon
568
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$2M 0.01%
42,669
+2,969
+7% +$138K
VEEV icon
569
Veeva Systems
VEEV
$33.8B
$1.99M 0.01%
6,689
-490
-7% -$138K
APO icon
570
Apollo Global Management
APO
$69B
$1.98M 0.01%
14,889
+177
+1% +$25.1K
CWB icon
571
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
$1.98M 0.01%
21,857
+8,682
+66% +$747K
LDUR icon
572
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
$1.98M 0.01%
20,570
-460
-2% -$44.1K
PRCH icon
573
Porch Group
PRCH
$1.35B
$1.96M 0.01%
116,664
+3,350
+3% +$51.4K
CERY
574
State Street SPDR Bloomberg Enhanced Roll Yield Commodity Strategy No K-1 ETF
CERY
$996M
$1.96M 0.01%
68,297
+25,737
+60% +$718K
AMP icon
575
Ameriprise Financial
AMP
$47.8B
$1.95M 0.01%
3,962
+2,022
+104% +$1.04M
21 22
23
24 25

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.