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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFAU icon
26
Dimensional US Core Equity Market ETF
DFAU
$12.3B
$109M 0.7%
2,386,738
-125,086
-5% -$5.51M
DECW icon
27
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
$226M
$105M 0.67%
3,174,641
-370,295
-10% -$11.9M
XOM icon
28
ExxonMobil
XOM
$651B
$104M 0.67%
926,457
+80,696
+10% +$8.97M
PG icon
29
Procter & Gamble
PG
$343B
$102M 0.65%
665,507
+88,076
+15% +$13.8M
MCD icon
30
McDonald's
MCD
$188B
$96.3M 0.61%
316,941
+36,277
+13% +$11M
SPY icon
31
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$95.2M 0.61%
142,948
+7,040
+5% +$4.51M
BOND icon
32
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$93.7M 0.6%
1,004,137
+186,462
+23% +$17.2M
MINT icon
33
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$93M 0.59%
924,049
+73,467
+9% +$7.38M
QUAL icon
34
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
$92.8M 0.59%
477,193
+3,362
+0.7% +$631K
IWX icon
35
iShares Russell Top 200 Value ETF
IWX
$4.03B
$92.1M 0.59%
1,047,957
+30,557
+3% +$2.62M
QBER
36
TrueShares Quarterly Bear Hedge ETF
QBER
$72.1M
$91.4M 0.58%
3,708,945
+1,090,738
+42% +$26.9M
PLTR icon
37
Palantir
PLTR
$295B
$90.5M 0.58%
495,912
+30,058
+6% +$4.87M
JNJ icon
38
Johnson & Johnson
JNJ
$635B
$89.3M 0.57%
481,429
+50,030
+12% +$8.57M
FIDU icon
39
Fidelity MSCI Industrials Index ETF
FIDU
$2.34B
$86.2M 0.55%
1,051,799
+117,011
+13% +$9.38M
V icon
40
Visa
V
$677B
$84.6M 0.54%
247,719
+24,466
+11% +$8.47M
IVW icon
41
iShares S&P 500 Growth ETF
IVW
$72.5B
$83.7M 0.53%
693,299
+27,282
+4% +$3.14M
DYNF icon
42
BlackRock US Equity Factor Rotation ETF
DYNF
$38.1B
$81.5M 0.52%
1,376,558
+257,324
+23% +$14.6M
CSCO icon
43
Cisco
CSCO
$450B
$81.5M 0.52%
1,191,011
+142,259
+14% +$9.7M
MDYG icon
44
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.82B
$78.7M 0.5%
859,656
+119,911
+16% +$10.8M
FDIS icon
45
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.59B
$78.5M 0.5%
762,658
+82,744
+12% +$8.18M
SEPW icon
46
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
$105M
$77.7M 0.5%
2,474,945
+2,470,096
+50,940% +$76M
MA icon
47
Mastercard
MA
$477B
$74.8M 0.48%
131,466
+13,728
+12% +$7.88M
CVX icon
48
Chevron
CVX
$388B
$73.1M 0.47%
470,634
+47,252
+11% +$7.32M
GOVT icon
49
iShares US Treasury Bond ETF
GOVT
$43.6B
$71.8M 0.46%
3,104,757
+701,536
+29% +$16.1M
EFV icon
50
iShares MSCI EAFE Value ETF
EFV
$27.6B
$70.6M 0.45%
1,040,572
-32,603
-3% -$2.15M
1
2
3 4 5

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SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.