We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEF icon
451
Sprott Physical Gold and Silver Trust
CEF
$7.32B
$3.12M 0.02%
85,127
+2,771
+3% +$89K
KHC icon
452
Kraft Heinz
KHC
$32.6B
$3.12M 0.02%
119,733
+14,652
+14% +$398K
BJ icon
453
BJs Wholesale Club
BJ
$12.8B
$3.12M 0.02%
33,411
+782
+2% +$79.9K
EFA icon
454
iShares MSCI EAFE ETF
EFA
$76.5B
$3.11M 0.02%
33,273
-13,467
-29% -$1.22M
LMT icon
455
Lockheed Martin
LMT
$133B
$3.1M 0.02%
6,208
+78
+1% +$35.4K
SHOP icon
456
Shopify
SHOP
$168B
$3.1M 0.02%
20,832
-660
-3% -$89.5K
FDT icon
457
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.24B
$3.09M 0.02%
41,028
-3,588
-8% -$259K
XMMO icon
458
Invesco S&P MidCap Momentum ETF
XMMO
$7.01B
$3.06M 0.02%
22,621
+1,432
+7% +$188K
PMAY icon
459
Innovator US Equity Power Buffer ETF May
PMAY
$804M
$3.04M 0.02%
78,263
-8,340
-10% -$320K
SHW icon
460
Sherwin-Williams
SHW
$83.9B
$3.04M 0.02%
8,784
-339
-4% -$120K
EA icon
461
Electronic Arts
EA
$52.4B
$3.02M 0.02%
14,994
+4,695
+46% +$777K
PNC icon
462
PNC Financial Services
PNC
$99.9B
$2.99M 0.02%
14,858
+1,956
+15% +$387K
KR icon
463
Kroger
KR
$36.9B
$2.97M 0.02%
43,988
-11,397
-21% -$794K
WM icon
464
Waste Management
WM
$96.7B
$2.96M 0.02%
13,392
+3,263
+32% +$735K
FENY icon
465
Fidelity MSCI Energy Index ETF
FENY
$1.99B
$2.96M 0.02%
119,553
+11,733
+11% +$284K
QLTA icon
466
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.25B
$2.95M 0.02%
60,796
+12,989
+27% +$623K
NRG icon
467
NRG Energy
NRG
$26.5B
$2.94M 0.02%
18,126
+1,419
+8% +$221K
ZDEK
468
Innovator Equity Defined Protection ETF - 1 Yr December
ZDEK
$112M
$2.93M 0.02%
116,029
-218,054
-65% -$5.43M
MGC icon
469
Vanguard Mega Cap 300 Index ETF
MGC
$9.79B
$2.93M 0.02%
12,000
+10,895
+986% +$2.55M
ZMAR
470
Innovator Equity Defined Protection ETF - 1 Yr March
ZMAR
$113M
$2.92M 0.02%
107,785
-18,025
-14% -$483K
BABA icon
471
Alibaba
BABA
$275B
$2.91M 0.02%
16,283
+750
+5% +$98.3K
QQQM icon
472
Invesco NASDAQ 100 ETF
QQQM
$94B
$2.89M 0.02%
11,686
-100
-0.8% -$23.6K
CTSH icon
473
Cognizant
CTSH
$25.5B
$2.88M 0.02%
43,007
-64,921
-60% -$4.69M
BKNG icon
474
Booking.com
BKNG
$155B
$2.84M 0.02%
13,125
+2,350
+22% +$525K
ZFEB
475
Innovator Equity Defined Protection ETF - 1 Yr February
ZFEB
$154M
$2.83M 0.02%
113,452
-52,515
-32% -$1.3M
17 18
19
20 21

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.