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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KLAC icon
426
KLA
KLAC
$249B
$3.48M 0.02%
32,240
+6,860
+27% +$640K
BA icon
427
Boeing
BA
$175B
$3.44M 0.02%
15,935
+1,754
+12% +$395K
EL icon
428
Estee Lauder
EL
$30.7B
$3.44M 0.02%
39,010
-43,212
-53% -$3.85M
IJR icon
429
iShares Core S&P Small-Cap ETF
IJR
$110B
$3.43M 0.02%
28,867
+5,734
+25% +$659K
AIOO
430
AllianzIM U.S. Equity Buffer100 Protection ETF
AIOO
$48.7M
$3.42M 0.02%
+134,308
New +$3.39M
MS icon
431
Morgan Stanley
MS
$333B
$3.42M 0.02%
21,543
+2,983
+16% +$440K
SNPS icon
432
Synopsys
SNPS
$73.5B
$3.41M 0.02%
6,910
+653
+10% +$369K
IGOV icon
433
iShares International Treasury Bond ETF
IGOV
$1.51B
$3.41M 0.02%
79,993
+7,019
+10% +$298K
DE icon
434
Deere & Co
DE
$173B
$3.39M 0.02%
7,403
-439
-6% -$216K
VB icon
435
Vanguard Small-Cap ETF
VB
$80.2B
$3.37M 0.02%
13,270
+790
+6% +$196K
QTEC icon
436
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.41B
$3.34M 0.02%
14,549
-3,547
-20% -$769K
PAUG icon
437
Innovator US Equity Power Buffer ETF August
PAUG
$860M
$3.33M 0.02%
78,507
+3,086
+4% +$128K
RSMV
438
Relative Strength Managed Volatility Strategy ETF
RSMV
$22.5M
$3.33M 0.02%
+125,000
New +$3.2M
RULE icon
439
Adaptive Core ETF
RULE
$15M
$3.3M 0.02%
144,517
-13,812
-9% -$312K
AWK icon
440
American Water Works
AWK
$27B
$3.29M 0.02%
23,655
+2,937
+14% +$415K
SPTM icon
441
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$3.28M 0.02%
40,671
-9,291
-19% -$722K
STIP icon
442
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$3.27M 0.02%
31,637
+5,753
+22% +$593K
MBND icon
443
State Street Nuveen Municipal Bond ETF
MBND
$26.9M
$3.26M 0.02%
118,989
+8,644
+8% +$233K
MFUL icon
444
Mindful Conservative ETF
MFUL
$7.29M
$3.21M 0.02%
145,256
-7,999
-5% -$176K
QGRO icon
445
American Century US Quality Growth ETF
QGRO
$1.96B
$3.21M 0.02%
28,035
+13,386
+91% +$1.48M
IJH icon
446
iShares Core S&P Mid-Cap ETF
IJH
$123B
$3.21M 0.02%
49,142
+3,067
+7% +$197K
FTGS icon
447
First Trust Growth Strength ETF
FTGS
$1.28B
$3.2M 0.02%
89,249
-28,504
-24% -$1M
NSC icon
448
Norfolk Southern
NSC
$76.1B
$3.19M 0.02%
10,632
+4,238
+66% +$1.18M
QINT icon
449
American Century Quality Diversified International ETF
QINT
$656M
$3.19M 0.02%
51,997
+13,513
+35% +$805K
ITOT icon
450
iShares Core S&P Total US Stock Market ETF
ITOT
$93.7B
$3.16M 0.02%
21,698
+770
+4% +$108K
16 17
18
19 20

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.