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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+9.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$19.6B
AUM Growth
+$2.85B
Cap. Flow
+$1.06B
Cap. Flow %
5.39%
Top 10 Hldgs %
18.14%
Holding
2,229
New
291
Increased
970
Reduced
750
Closed
189

Top Buys

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$153M
2
BILZ icon
PIMCO Ultra Short Government Active ETF
BILZ
+$128M
3
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$66.8M
4
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$48.7M
5
AAPL icon
Apple
AAPL
+$48.4M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$110M
2
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$80.3M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$60.6M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$39.6M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.8M

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Financials 5.12%
3 Consumer Discretionary 3.8%
4 Healthcare 3.68%
5 Communication Services 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PH icon
426
Parker-Hannifin
PH
$119B
$8.79M 0.04%
18,631
+10,188
+121% +$4.24M
UBER icon
427
Uber
UBER
$143B
$8.78M 0.04%
134,017
+50,161
+60% +$2.62M
PLTR icon
428
Palantir
PLTR
$299B
$8.76M 0.04%
535,883
+343,141
+178% +$6.11M
PNC icon
429
PNC Financial Services
PNC
$99.3B
$8.76M 0.04%
57,766
+18,764
+48% +$2.43M
AVIG icon
430
Avantis Core Fixed Income ETF
AVIG
$1.94B
$8.75M 0.04%
211,663
+566
+0.3% +$22.7K
ESGU icon
431
iShares ESG Aware MSCI USA ETF
ESGU
$17.6B
$8.73M 0.04%
81,331
-14,199
-15% -$1.39M
TMUS icon
432
T-Mobile US
TMUS
$194B
$8.64M 0.04%
53,296
-5,849
-10% -$865K
SPMB icon
433
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$6.98B
$8.64M 0.04%
396,923
+60,600
+18% +$1.27M
IYJ icon
434
iShares US Industrials ETF
IYJ
$1.95B
$8.61M 0.04%
75,298
+49,929
+197% +$5.22M
OKTA icon
435
Okta
OKTA
$23.6B
$8.59M 0.04%
101,324
-6,107
-6% -$466K
XLU icon
436
State Street Utilities Select Sector SPDR ETF
XLU
$23.2B
$8.58M 0.04%
280,242
-315,570
-53% -$9.65M
GD icon
437
General Dynamics
GD
$105B
$8.57M 0.04%
32,313
+2,626
+9% +$641K
VFH icon
438
Vanguard Financials ETF
VFH
$13.5B
$8.55M 0.04%
90,906
-31,976
-26% -$2.69M
NEM icon
439
Newmont
NEM
$94.7B
$8.53M 0.04%
249,424
+218,435
+705% +$8.43M
DIHP icon
440
Dimensional International High Profitability ETF
DIHP
$6.23B
$8.53M 0.04%
333,404
+37,276
+13% +$891K
SNPS icon
441
Synopsys
SNPS
$72.3B
$8.51M 0.04%
16,115
+12,193
+311% +$6.23M
KRE icon
442
State Street SPDR S&P Regional Banking ETF
KRE
$4.53B
$8.49M 0.04%
162,834
+155,030
+1,987% +$6.93M
FBND icon
443
Fidelity Total Bond ETF
FBND
$27.1B
$8.45M 0.04%
185,753
-100,342
-35% -$4.43M
CWB icon
444
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.43B
$8.45M 0.04%
118,535
-51,481
-30% -$3.5M
SEPT icon
445
AllianzIM U.S. Equity Buffer10 Sep ETF
SEPT
$33M
$8.44M 0.04%
+315,072
New +$7.86M
PDI icon
446
PIMCO Dynamic Income Fund
PDI
$7.39B
$8.44M 0.04%
447,562
+88,874
+25% +$1.53M
SEPW icon
447
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
$105M
$8.36M 0.04%
+316,677
New +$7.94M
XLRE icon
448
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$8.31M 0.04%
215,856
+165,513
+329% +$5.94M
XLY icon
449
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$8.27M 0.04%
96,320
-87,408
-48% -$7.24M
DFSD
450
Dimensional Short-Duration Fixed Income ETF
DFSD
$7.08B
$8.27M 0.04%
176,027
+104,941
+148% +$4.89M
16 17
18
19 20

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, AE Wealth Management held 2,229 positions worth $19.6B, up 17% from $16.7B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $1.06B of net new capital in Q4 2023, opening 291 new positions and adding to 970 existing holdings. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $110M trimmed.

  • AE Wealth Management's largest Q4 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q4 2023, an estimated $153M increase.
  • AE Wealth Management's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $110M.
  • AE Wealth Management fully exited FT Vest US Equity Enhance & Moderate Buffer ETF August in Q4 2023, selling an estimated $14M.
  • AE Wealth Management's ten largest holdings make up 18% of its $19.6B portfolio in Q4 2023.
  • AE Wealth Management opened 291 new positions and closed 189 in Q4 2023.
  • AE Wealth Management's portfolio value rose 17% quarter-over-quarter to $19.6B.

Based on AE Wealth Management's 13F filing for Q4 2023, filed 14 Feb 2024.