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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFAR icon
401
Dimensional US Real Estate ETF
DFAR
$1.82B
$4.01M 0.03%
168,292
-4,179
-2% -$98.5K
WDAY icon
402
Workday
WDAY
$41.7B
$3.98M 0.03%
16,527
+3,332
+25% +$770K
ARCC icon
403
Ares Capital
ARCC
$13.6B
$3.98M 0.03%
194,914
+11,440
+6% +$254K
YMAG icon
404
YieldMax Magnificent 7 Fund of Option Income ETFs
YMAG
$275M
$3.96M 0.03%
251,979
+27,049
+12% +$418K
FTCB icon
405
First Trust Core Investment Grade ETF
FTCB
$2.53B
$3.9M 0.02%
183,167
+382
+0.2% +$8.06K
USMC icon
406
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
$3.51B
$3.9M 0.02%
+57,159
New +$3.7M
PCAR icon
407
PACCAR
PCAR
$71.3B
$3.89M 0.02%
39,594
+8,932
+29% +$881K
VO icon
408
Vanguard Mid-Cap ETF
VO
$107B
$3.88M 0.02%
52,872
+10,644
+25% +$764K
CRH icon
409
CRH
CRH
$67B
$3.86M 0.02%
32,169
+11,938
+59% +$1.26M
VCR icon
410
Vanguard Consumer Discretionary ETF
VCR
$6B
$3.85M 0.02%
9,729
-5,750
-37% -$2.19M
AVDE icon
411
Avantis International Equity ETF
AVDE
$17.7B
$3.79M 0.02%
48,018
+12,273
+34% +$935K
PYPL icon
412
PayPal
PYPL
$50.8B
$3.76M 0.02%
56,026
+10,994
+24% +$775K
HYEM icon
413
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
$3.67M 0.02%
183,275
+10,705
+6% +$214K
TSM icon
414
TSMC
TSM
$1.97T
$3.67M 0.02%
13,156
+117
+0.9% +$28.6K
EMHY icon
415
iShares JPMorgan EM High Yield Bond ETF
EMHY
$618M
$3.67M 0.02%
92,535
+5,487
+6% +$216K
TDIV icon
416
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.09B
$3.66M 0.02%
37,150
-2,308
-6% -$215K
FDN icon
417
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.03B
$3.66M 0.02%
13,084
+575
+5% +$158K
SPMD icon
418
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
$3.61M 0.02%
63,119
+5,974
+10% +$337K
SNAV icon
419
Mohr Sector Nav ETF
SNAV
$28.6M
$3.58M 0.02%
103,429
-10,375
-9% -$346K
PFEB icon
420
Innovator US Equity Power Buffer ETF February
PFEB
$910M
$3.58M 0.02%
90,155
-24,530
-21% -$953K
BTAL icon
421
AGF US Market Neutral Anti-Beta Fund
BTAL
$313M
$3.57M 0.02%
224,136
-9,614
-4% -$158K
LTPZ icon
422
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$698M
$3.56M 0.02%
66,727
-2,443
-4% -$128K
XLK icon
423
State Street Technology Select Sector SPDR ETF
XLK
$111B
$3.54M 0.02%
25,142
-9,322
-27% -$1.23M
CPRT icon
424
Copart
CPRT
$28.7B
$3.54M 0.02%
78,636
+18,146
+30% +$855K
NOW icon
425
ServiceNow
NOW
$119B
$3.51M 0.02%
19,075
+100
+0.5% +$18.7K
15 16
17
18 19

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.