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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHV
401
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$1.63M 0.04%
81,096
+2,421
+3% +$46.9K
XEL icon
402
Xcel Energy
XEL
$50.8B
$1.62M 0.04%
25,567
+3,927
+18% +$246K
USA icon
403
Liberty All-Star Equity Fund
USA
$1.77B
$1.61M 0.04%
238,608
-61,092
-20% -$399K
NI icon
404
NiSource
NI
$22.3B
$1.61M 0.04%
+57,913
New +$1.59M
CHY
405
Calamos Convertible and High Income Fund
CHY
$1.02B
$1.61M 0.04%
141,322
-71,920
-34% -$808K
RDS.A
406
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.61M 0.03%
27,225
+4,251
+19% +$248K
DAL icon
407
Delta Air Lines
DAL
$56.9B
$1.6M 0.03%
27,453
+7,560
+38% +$424K
TER icon
408
Teradyne
TER
$51.2B
$1.6M 0.03%
+23,459
New +$1.49M
FFC
409
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$773M
$1.59M 0.03%
73,229
+11,818
+19% +$253K
PNC icon
410
PNC Financial Services
PNC
$100B
$1.59M 0.03%
9,936
+2,717
+38% +$408K
AES icon
411
AES
AES
$10.6B
$1.58M 0.03%
79,589
+3,435
+5% +$61.5K
BCE icon
412
BCE
BCE
$20B
$1.58M 0.03%
34,034
+8,421
+33% +$403K
VXF icon
413
Vanguard Extended Market ETF
VXF
$30.4B
$1.58M 0.03%
12,521
+5,399
+76% +$652K
NTR icon
414
Nutrien
NTR
$32.2B
$1.58M 0.03%
32,887
+1,255
+4% +$60.6K
EL icon
415
Estee Lauder
EL
$29.5B
$1.57M 0.03%
7,627
+1,799
+31% +$349K
ELV icon
416
Elevance Health
ELV
$81.9B
$1.57M 0.03%
5,214
+98
+2% +$27K
CSX icon
417
CSX Corp
CSX
$96.4B
$1.56M 0.03%
64,890
-4,551
-7% -$108K
JPS
418
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$1.56M 0.03%
155,884
+25,315
+19% +$254K
ATVI
419
DELISTED
Activision Blizzard
ATVI
$1.56M 0.03%
26,316
+796
+3% +$44.1K
EMR icon
420
Emerson Electric
EMR
$83B
$1.56M 0.03%
20,465
+7,814
+62% +$563K
IBB icon
421
iShares Biotechnology ETF
IBB
$9.53B
$1.55M 0.03%
12,827
+539
+4% +$60.1K
GLOF icon
422
iShares Global Equity Factor ETF
GLOF
$214M
$1.54M 0.03%
+49,316
New +$1.48M
CERN
423
DELISTED
Cerner Corp
CERN
$1.53M 0.03%
20,851
+2,447
+13% +$169K
SHW icon
424
Sherwin-Williams
SHW
$80.5B
$1.52M 0.03%
7,830
+3,546
+83% +$676K
PWR icon
425
Quanta Services
PWR
$91.4B
$1.52M 0.03%
37,284
+10,513
+39% +$429K
15 16
17
18 19

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SA
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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.