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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+1.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$3.46B
AUM Growth
+$132M
Cap. Flow
+$95.9M
Cap. Flow %
2.77%
Top 10 Hldgs %
24.98%
Holding
1,093
New
121
Increased
474
Reduced
366
Closed
104

Top Buys

Rank Stock Value
1
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$11.3M
2
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$9.39M
3
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$7.73M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$7.05M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$44.1M
2
FBND icon
Fidelity Total Bond ETF
FBND
+$26.1M
3
FQAL icon
Fidelity Quality Factor ETF
FQAL
+$19.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.1M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 6.13%
2 Financials 3.96%
3 Consumer Discretionary 3.07%
4 Healthcare 2.97%
5 Industrials 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WELL icon
376
Welltower
WELL
$178B
$1.29M 0.04%
14,271
-5,102
-26% -$444K
FFC
377
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$768M
$1.29M 0.04%
61,411
+7,764
+14% +$158K
KDMN
378
DELISTED
Kadmon Holdings, Inc.
KDMN
$1.29M 0.04%
510,534
-22,321
-4% -$55.4K
CVS icon
379
CVS Health
CVS
$137B
$1.29M 0.04%
20,391
-1,458
-7% -$86.4K
JPS
380
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$1.29M 0.04%
130,569
+16,065
+14% +$156K
ALB icon
381
Albemarle
ALB
$13.5B
$1.28M 0.04%
18,468
+91
+0.5% +$6.2K
RSG icon
382
Republic Services
RSG
$66.7B
$1.27M 0.04%
14,708
+2,849
+24% +$250K
AKAM icon
383
Akamai
AKAM
$16.8B
$1.27M 0.04%
13,874
-429
-3% -$37.2K
NCLH icon
384
Norwegian Cruise Line
NCLH
$8.89B
$1.27M 0.04%
24,495
-162
-0.7% -$8.22K
CP icon
385
Canadian Pacific Kansas City
CP
$82B
$1.26M 0.04%
28,370
+85
+0.3% +$4K
ITW icon
386
Illinois Tool Works
ITW
$81.4B
$1.26M 0.04%
8,060
+905
+13% +$137K
VTIP icon
387
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.26M 0.04%
25,716
+14,924
+138% +$738K
CERN
388
DELISTED
Cerner Corp
CERN
$1.25M 0.04%
18,404
-690
-4% -$48.8K
DTE icon
389
DTE Energy
DTE
$31.1B
$1.25M 0.04%
11,061
+2,943
+36% +$325K
NFLT icon
390
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$441M
$1.25M 0.04%
50,855
-39,867
-44% -$978K
MDLZ icon
391
Mondelez International
MDLZ
$77.7B
$1.25M 0.04%
22,508
+6,049
+37% +$331K
AES icon
392
AES
AES
$10.6B
$1.24M 0.04%
76,154
-1,248
-2% -$20.1K
BRSP
393
BrightSpire Capital
BRSP
$681M
$1.24M 0.04%
85,949
-9,660
-10% -$141K
BCE icon
394
BCE
BCE
$19.9B
$1.24M 0.04%
25,613
-5,637
-18% -$264K
LEN icon
395
Lennar Class A
LEN
$20.4B
$1.24M 0.04%
22,856
-412
-2% -$20.1K
IHI icon
396
iShares US Medical Devices ETF
IHI
$2.99B
$1.23M 0.04%
29,838
+12,564
+73% +$514K
ELV icon
397
Elevance Health
ELV
$81.9B
$1.23M 0.04%
5,116
+341
+7% +$93.4K
NOC icon
398
Northrop Grumman
NOC
$77B
$1.23M 0.04%
3,277
-347
-10% -$123K
ALK icon
399
Alaska Air
ALK
$5.15B
$1.23M 0.04%
18,897
-684
-3% -$43.1K
ED icon
400
Consolidated Edison
ED
$41.6B
$1.23M 0.04%
12,964
+3,161
+32% +$281K
14 15
16
17 18

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NC
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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, AE Wealth Management held 1,093 positions worth $3.46B, up 4% from $3.33B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2019 filing shows 121 new, 474 increased, 366 reduced and 104 closed positions. Its largest new stake was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M. The largest sale was iShares Core S&P 500 ETF, an estimated $44.1M.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 6.1% a quarter earlier, followed by Financials and Consumer Discretionary.

  • AE Wealth Management's largest Q3 2019 buy was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M.
  • AE Wealth Management added most to Vanguard Intermediate-Term Treasury ETF in Q3 2019, an estimated $11.3M increase.
  • AE Wealth Management's biggest Q3 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $44.1M.
  • AE Wealth Management fully exited Fidelity Quality Factor ETF in Q3 2019, selling an estimated $19.1M.
  • AE Wealth Management's ten largest holdings make up 25% of its $3.46B portfolio in Q3 2019.
  • AE Wealth Management opened 121 new positions and closed 104 in Q3 2019.
  • AE Wealth Management's portfolio value rose 4% quarter-over-quarter to $3.46B.

Based on AE Wealth Management's 13F filing for Q3 2019, filed 5 Nov 2019.