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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+2.33%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$17.4B
AUM Growth
+$1.74B
Cap. Flow
+$1.47B
Cap. Flow %
8.41%
Top 10 Hldgs %
21.8%
Holding
2,578
New
301
Increased
1,225
Reduced
675
Closed
126

Top Buys

Rank Stock Value
1
SIXO icon
AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF
SIXO
+$134M
2
OCTW icon
AllianzIM U.S. Equity Buffer20 Oct ETF
OCTW
+$85.6M
3
MSFT icon
Microsoft
MSFT
+$76M
4
GSEP icon
FT Vest US Equity Moderate Buffer ETF September
GSEP
+$61.5M
5
NVDA icon
NVIDIA
NVDA
+$51.1M

Top Sells

Rank Stock Value
1
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$136M
2
DECW icon
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
+$76.5M
3
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$60.6M
4
TMO icon
Thermo Fisher Scientific
TMO
+$36M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$30M

Sector Composition

Rank Sector Weight
1 Technology 16.13%
2 Financials 7.59%
3 Consumer Discretionary 4.58%
4 Communication Services 4.57%
5 Consumer Staples 3.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYZ icon
351
iShares US Telecommunications ETF
IYZ
$1.18B
$6.55M 0.04%
193,132
-5,100
-3% -$167K
ETN icon
352
Eaton
ETN
$150B
$6.53M 0.04%
20,497
+1,332
+7% +$472K
HON icon
353
Honeywell
HON
$76.7B
$6.48M 0.04%
33,213
-96,403
-74% -$18.9M
EMB icon
354
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$6.38M 0.04%
66,219
+5,689
+9% +$547K
IAU icon
355
iShares Gold Trust
IAU
$63.8B
$6.27M 0.04%
77,191
+4,414
+6% +$345K
MGK icon
356
Vanguard Morningstar Mega Cap Growth ETF
MGK
$32.1B
$6.18M 0.04%
74,895
+16,195
+28% +$1.33M
SO icon
357
Southern Company
SO
$106B
$6.13M 0.04%
70,344
+1,249
+2% +$114K
FTSM icon
358
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$6.12M 0.04%
102,078
+20,743
+26% +$1.24M
FTA icon
359
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$6.09M 0.04%
70,747
+2,260
+3% +$190K
IXP icon
360
iShares Global Comm Services ETF
IXP
$520M
$6.08M 0.03%
50,177
+4,806
+11% +$587K
SYY icon
361
Sysco
SYY
$40.6B
$6.07M 0.03%
82,395
+2,806
+4% +$213K
VRSN icon
362
VeriSign
VRSN
$25.9B
$6.06M 0.03%
24,942
+2,351
+10% +$591K
AXP icon
363
American Express
AXP
$228B
$6M 0.03%
16,228
+960
+6% +$344K
IYH icon
364
iShares US Healthcare ETF
IYH
$3.39B
$5.98M 0.03%
91,914
+90,916
+9,110% +$5.74M
ADP icon
365
Automatic Data Processing
ADP
$105B
$5.96M 0.03%
23,155
+2,265
+11% +$603K
IWM icon
366
iShares Russell 2000 ETF
IWM
$80.2B
$5.94M 0.03%
24,150
+3,750
+18% +$922K
CTAS icon
367
Cintas
CTAS
$82.7B
$5.94M 0.03%
31,605
-5,616
-15% -$1.06M
IBIT icon
368
iShares Bitcoin Trust
IBIT
$48.1B
$5.93M 0.03%
119,531
+12,793
+12% +$727K
DUK icon
369
Duke Energy
DUK
$98.4B
$5.88M 0.03%
50,126
+1,058
+2% +$129K
GAEM
370
Simplify Gamma Emerging Market Bond ETF
GAEM
$40.6M
$5.81M 0.03%
218,261
+29,174
+15% +$775K
BTAL icon
371
AGF US Market Neutral Anti-Beta Fund
BTAL
$305M
$5.8M 0.03%
402,910
+178,774
+80% +$2.69M
COP icon
372
ConocoPhillips
COP
$145B
$5.61M 0.03%
59,975
-43,455
-42% -$3.93M
STX icon
373
Seagate
STX
$193B
$5.58M 0.03%
20,273
+9,367
+86% +$2.43M
NDAQ icon
374
Nasdaq
NDAQ
$53.2B
$5.55M 0.03%
57,093
+1,284
+2% +$115K
SPYC icon
375
Simplify US Equity PLUS Convexity ETF
SPYC
$111M
$5.52M 0.03%
129,251
+13,432
+12% +$578K
13 14
15
16 17

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2025 Portfolio in Review

As of Q4 2025, AE Wealth Management held 2,578 positions worth $17.4B, up 11% from $15.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.47B of net new capital in Q4 2025, opening 301 new positions and adding to 1,225 existing holdings. Its largest new stake was Dover: 127,807 shares worth $25M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, an estimated $136M trimmed.

  • AE Wealth Management's largest Q4 2025 buy was Dover: 127,807 shares worth $25M.
  • AE Wealth Management added most to AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF in Q4 2025, an estimated $134M increase.
  • AE Wealth Management's biggest Q4 2025 reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, cutting an estimated $136M.
  • AE Wealth Management fully exited Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q4 2025, selling an estimated $3.9M.
  • AE Wealth Management's ten largest holdings make up 22% of its $17.4B portfolio in Q4 2025.
  • AE Wealth Management opened 301 new positions and closed 126 in Q4 2025.
  • AE Wealth Management's portfolio value rose 11% quarter-over-quarter to $17.4B.

Based on AE Wealth Management's 13F filing for Q4 2025, filed 26 Jan 2026.