We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XTRE icon
351
BondBloxx Bloomberg Three Year Target Duration US Treasury ETF
XTRE
$180M
$5.72M 0.04%
114,700
+67,263
+142% +$3.34M
FTA icon
352
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.41B
$5.71M 0.04%
68,487
-25,296
-27% -$2.06M
FDLO icon
353
Fidelity Low Volatility Factor ETF
FDLO
$1.42B
$5.63M 0.04%
85,450
+14,875
+21% +$956K
IXP icon
354
iShares Global Comm Services ETF
IXP
$529M
$5.61M 0.04%
45,371
-32,258
-42% -$3.78M
IAU icon
355
iShares Gold Trust
IAU
$62.8B
$5.3M 0.03%
72,777
+22,998
+46% +$1.5M
ISRG icon
356
Intuitive Surgical
ISRG
$127B
$5.17M 0.03%
11,556
+1,836
+19% +$881K
AVMC icon
357
Avantis US Mid Cap Equity ETF
AVMC
$466M
$5.13M 0.03%
73,785
+20,097
+37% +$1.37M
DDLS icon
358
WisdomTree Dynamic International SmallCap Equity Fund
DDLS
$430M
$5.11M 0.03%
121,823
+17,267
+17% +$711K
SEI
359
Solaris Energy Infrastructure
SEI
$2.66B
$5.09M 0.03%
127,278
+7,166
+6% +$224K
AXP icon
360
American Express
AXP
$224B
$5.07M 0.03%
15,268
+1,013
+7% +$322K
MDLZ icon
361
Mondelez International
MDLZ
$83.4B
$5.04M 0.03%
80,618
+15,298
+23% +$987K
GAEM
362
Simplify Gamma Emerging Market Bond ETF
GAEM
$40.5M
$4.98M 0.03%
+189,087
New +$4.96M
SPYC icon
363
Simplify US Equity PLUS Convexity ETF
SPYC
$109M
$4.96M 0.03%
115,819
-773
-0.7% -$32.1K
NDAQ icon
364
Nasdaq
NDAQ
$53.4B
$4.94M 0.03%
55,809
+944
+2% +$87.4K
IWM icon
365
iShares Russell 2000 ETF
IWM
$79.1B
$4.94M 0.03%
20,400
-718
-3% -$165K
SPSM icon
366
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
$4.92M 0.03%
106,307
+35,647
+50% +$1.6M
SPAB icon
367
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.77B
$4.92M 0.03%
190,472
-15,361
-7% -$393K
FTSM icon
368
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$4.87M 0.03%
81,335
+75,635
+1,327% +$4.54M
GILD icon
369
Gilead Sciences
GILD
$165B
$4.87M 0.03%
43,873
+8,554
+24% +$972K
FNDX icon
370
Schwab Fundamental US Large Company Index ETF
FNDX
$26.5B
$4.85M 0.03%
184,504
+16,127
+10% +$409K
IEF icon
371
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$4.83M 0.03%
50,065
+24,513
+96% +$2.34M
MANH icon
372
Manhattan Associates
MANH
$12.1B
$4.76M 0.03%
23,223
+2,564
+12% +$542K
ZSEP
373
Innovator Equity Defined Protection ETF - 1 Yr September
ZSEP
$122M
$4.76M 0.03%
179,535
+174,170
+3,246% +$4.57M
MGK icon
374
Vanguard Mega Cap Growth ETF
MGK
$31.3B
$4.72M 0.03%
58,700
-39,245
-40% -$3.01M
FVD icon
375
First Trust Value Line Dividend Fund
FVD
$8.44B
$4.71M 0.03%
101,820
-1,079
-1% -$49.4K
13 14
15
16 17

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.