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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAWX icon
351
iShares Currency Hedged MSCI ACWI ex US ETF
HAWX
$340M
$11.3M 0.07%
408,047
+72,558
+22% +$2.03M
DECT icon
352
AllianzIM U.S. Equity Buffer10 Dec ETF
DECT
$124M
$11.3M 0.07%
429,262
+92,070
+27% +$2.5M
UCON icon
353
First Trust Smith Unconstrained Bond ETF
UCON
$3.27B
$11.3M 0.07%
470,905
+82,210
+21% +$1.99M
PECO icon
354
Phillips Edison & Co
PECO
$5.52B
$11.2M 0.07%
333,243
+32,574
+11% +$1.13M
JANW icon
355
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
$345M
$11.2M 0.07%
387,256
+247,049
+176% +$7.17M
ODFL icon
356
Old Dominion Freight Line
ODFL
$46.1B
$11M 0.07%
53,798
+4,362
+9% +$882K
SHV icon
357
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$11M 0.07%
99,464
-76,557
-43% -$8.44M
YUM icon
358
Yum! Brands
YUM
$42.4B
$10.9M 0.07%
87,609
+12,311
+16% +$1.62M
NTSX icon
359
WisdomTree US Efficient Core Fund
NTSX
$1.34B
$10.9M 0.07%
313,035
+7,146
+2% +$263K
CDNS icon
360
Cadence Design Systems
CDNS
$93.6B
$10.9M 0.07%
46,567
+2,130
+5% +$499K
BIV icon
361
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$10.9M 0.07%
150,630
+15,717
+12% +$1.16M
TEAM icon
362
Atlassian
TEAM
$26.1B
$10.9M 0.07%
54,034
+522
+1% +$99.1K
MNST icon
363
Monster Beverage
MNST
$96.5B
$10.6M 0.06%
200,206
+29,745
+17% +$1.69M
FDIS icon
364
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.63B
$10.5M 0.06%
150,705
+40,610
+37% +$2.98M
EMB icon
365
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$10.5M 0.06%
127,411
-9,556
-7% -$815K
LOW icon
366
Lowe's Companies
LOW
$121B
$10.5M 0.06%
50,544
+6,564
+15% +$1.48M
FAAR icon
367
First Trust Alternative Absolute Return Strategy ETF
FAAR
$191M
$10.4M 0.06%
363,717
+6,267
+2% +$181K
SKOR icon
368
FlexShares Credit-Scored US Corporate Bond Index Fund
SKOR
$730M
$10.4M 0.06%
226,789
+39,883
+21% +$1.86M
DAUG icon
369
FT Vest US Equity Deep Buffer ETF August
DAUG
$368M
$10.3M 0.06%
311,182
-314,268
-50% -$10.7M
MMM icon
370
3M
MMM
$93.5B
$10.3M 0.06%
131,104
+11,880
+10% +$1.02M
FCOM icon
371
Fidelity MSCI Communication Services Index ETF
FCOM
$1.8B
$10.2M 0.06%
257,653
+38,701
+18% +$1.58M
DFAT icon
372
Dimensional US Targeted Value ETF
DFAT
$14.7B
$10.2M 0.06%
222,939
+35,728
+19% +$1.7M
WDAY icon
373
Workday
WDAY
$40.9B
$10.2M 0.06%
47,322
+212
+0.5% +$49.2K
ACWI icon
374
iShares MSCI ACWI ETF
ACWI
$32.2B
$10.1M 0.06%
109,813
+4,250
+4% +$408K
EPD icon
375
Enterprise Products Partners
EPD
$84.8B
$10.1M 0.06%
368,136
+269
+0.1% +$7.2K
13 14
15
16 17

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SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.