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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVLC icon
326
Avantis US Large Cap Equity ETF
AVLC
$1.36B
$6.89M 0.04%
90,074
+27,974
+45% +$2.06M
AGG icon
327
iShares Core US Aggregate Bond ETF
AGG
$138B
$6.87M 0.04%
68,575
-9,541
-12% -$947K
XME icon
328
State Street SPDR S&P Metals & Mining ETF
XME
$3.9B
$6.84M 0.04%
73,440
-37,854
-34% -$3.02M
ONEQ icon
329
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
$6.8M 0.04%
76,249
-170,111
-69% -$14.4M
SFLR icon
330
Innovator Equity Managed Floor ETF
SFLR
$2.1B
$6.78M 0.04%
188,072
+19,268
+11% +$671K
USMV icon
331
iShares MSCI USA Min Vol Factor ETF
USMV
$23.7B
$6.78M 0.04%
71,214
+7,641
+12% +$716K
CMI icon
332
Cummins
CMI
$88.5B
$6.75M 0.04%
15,990
+529
+3% +$203K
FCOM icon
333
Fidelity MSCI Communication Services Index ETF
FCOM
$1.8B
$6.73M 0.04%
94,759
-24,998
-21% -$1.69M
STT icon
334
State Street
STT
$50.2B
$6.61M 0.04%
+56,988
New +$6.36M
UNP icon
335
Union Pacific
UNP
$175B
$6.61M 0.04%
27,945
+1,516
+6% +$342K
SYY icon
336
Sysco
SYY
$40.8B
$6.55M 0.04%
79,589
+60,680
+321% +$4.85M
SO icon
337
Southern Company
SO
$109B
$6.55M 0.04%
69,095
+25,109
+57% +$2.34M
SPMO icon
338
Invesco S&P 500 Momentum ETF
SPMO
$20.4B
$6.54M 0.04%
54,061
+1,809
+3% +$211K
IYF icon
339
iShares US Financials ETF
IYF
$4.74B
$6.49M 0.04%
51,273
+9,402
+22% +$1.16M
FLOT icon
340
iShares Floating Rate Bond ETF
FLOT
$10.2B
$6.42M 0.04%
125,732
+4,784
+4% +$244K
IYZ icon
341
iShares US Telecommunications ETF
IYZ
$1.19B
$6.39M 0.04%
198,232
+29,614
+18% +$911K
VRSN icon
342
VeriSign
VRSN
$25.4B
$6.32M 0.04%
22,591
-1,754
-7% -$490K
RDVY icon
343
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
$6.28M 0.04%
93,411
+23,437
+33% +$1.52M
ADP icon
344
Automatic Data Processing
ADP
$106B
$6.13M 0.04%
20,890
+4,029
+24% +$1.21M
DIA icon
345
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$6.1M 0.04%
13,153
-6,452
-33% -$2.91M
DUK icon
346
Duke Energy
DUK
$101B
$6.07M 0.04%
49,068
+16,772
+52% +$2.04M
SPHY icon
347
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.5B
$5.99M 0.04%
250,125
-60,102
-19% -$1.43M
VFH icon
348
Vanguard Financials ETF
VFH
$13.6B
$5.96M 0.04%
45,444
-18,649
-29% -$2.41M
INTU icon
349
Intuit
INTU
$85.6B
$5.92M 0.04%
8,669
+1,209
+16% +$872K
EMB icon
350
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$5.76M 0.04%
60,530
+7,207
+14% +$675K
12 13
14
15 16

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.