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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPXI icon
276
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$265M
$9.43M 0.07%
163,626
-19,292
-11% -$1.21M
XLP icon
277
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$9.41M 0.07%
122,061
+47,592
+64% +$3.45M
PGX icon
278
Invesco Preferred ETF
PGX
$3.81B
$9.35M 0.07%
623,087
+62,291
+11% +$928K
IHDG icon
279
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.22B
$9.33M 0.07%
203,889
+12,174
+6% +$543K
IYE icon
280
iShares US Energy ETF
IYE
$1.69B
$9.27M 0.06%
308,079
+64,699
+27% +$1.99M
SPIP icon
281
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$9.22M 0.06%
292,728
+151,087
+107% +$4.75M
PRU icon
282
Prudential Financial
PRU
$43B
$9.21M 0.06%
85,124
+6,825
+9% +$741K
ETN icon
283
Eaton
ETN
$150B
$9.21M 0.06%
53,263
+24,930
+88% +$4.13M
FCX icon
284
Freeport-McMoran
FCX
$88.6B
$9.19M 0.06%
220,108
+134,450
+157% +$5.11M
LLY icon
285
Eli Lilly
LLY
$1.09T
$9.13M 0.06%
33,072
+5,896
+22% +$1.49M
DE icon
286
Deere & Co
DE
$173B
$9.11M 0.06%
26,559
+9,512
+56% +$3.31M
HYLS icon
287
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
$9.08M 0.06%
189,838
+9,168
+5% +$438K
IXG icon
288
iShares Global Financials ETF
IXG
$679M
$9.08M 0.06%
113,435
-4,504
-4% -$365K
KMB icon
289
Kimberly-Clark
KMB
$37.5B
$9.01M 0.06%
63,023
-4,948
-7% -$666K
VEEV icon
290
Veeva Systems
VEEV
$32.7B
$8.98M 0.06%
35,158
-1,951
-5% -$567K
FIW icon
291
First Trust Water ETF
FIW
$1.9B
$8.96M 0.06%
94,533
+371
+0.4% +$33.8K
HEFA icon
292
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.51B
$8.96M 0.06%
253,569
+131
+0.1% +$4.63K
U icon
293
Unity
U
$13.9B
$8.95M 0.06%
62,617
-4,616
-7% -$705K
LGLV icon
294
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.23B
$8.94M 0.06%
59,342
+43,954
+286% +$6.3M
QEFA icon
295
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.05B
$8.85M 0.06%
115,324
+97,594
+550% +$7.47M
IGLB icon
296
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.65B
$8.85M 0.06%
127,230
+38,041
+43% +$2.66M
HAWX icon
297
iShares Currency Hedged MSCI ACWI ex US ETF
HAWX
$343M
$8.83M 0.06%
271,401
+1,877
+0.7% +$61.4K
LYB icon
298
LyondellBasell Industries
LYB
$18.8B
$8.8M 0.06%
95,394
+10,178
+12% +$944K
GL icon
299
Globe Life
GL
$13.9B
$8.77M 0.06%
93,544
+1,873
+2% +$173K
UCON icon
300
First Trust Smith Unconstrained Bond ETF
UCON
$3.27B
$8.74M 0.06%
331,481
-140,908
-30% -$3.72M
10 11
12
13 14

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.