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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAGG icon
251
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$11.4M 0.07%
222,954
+30,610
+16% +$1.56M
GEV icon
252
GE Vernova
GEV
$251B
$11.3M 0.07%
18,424
+2,227
+14% +$1.35M
JSI icon
253
Janus Henderson Securitized Income ETF
JSI
$1.51B
$11.3M 0.07%
216,626
+26,687
+14% +$1.4M
CLOA icon
254
BlackRock ETF Trust II iShares AAA CLO Active ETF
CLOA
$2.18B
$11.2M 0.07%
215,524
+26,762
+14% +$1.39M
FHLC icon
255
Fidelity MSCI Health Care Index ETF
FHLC
$3.37B
$11.1M 0.07%
165,885
+16,168
+11% +$1.04M
CAT icon
256
Caterpillar
CAT
$387B
$11M 0.07%
23,035
+3,159
+16% +$1.35M
XLRE icon
257
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.73B
$10.8M 0.07%
256,265
+20,810
+9% +$871K
ADI icon
258
Analog Devices
ADI
$178B
$10.8M 0.07%
43,932
+9,174
+26% +$2.21M
BNDX icon
259
Vanguard Total International Bond ETF
BNDX
$82.3B
$10.6M 0.07%
215,263
+51,944
+32% +$2.56M
IDU icon
260
iShares US Utilities ETF
IDU
$1.39B
$10.6M 0.07%
95,948
+14,252
+17% +$1.54M
XLB icon
261
State Street Materials Select Sector SPDR ETF
XLB
$8.82B
$10.5M 0.07%
233,506
+16,696
+8% +$755K
JEPI icon
262
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$10.2M 0.06%
178,413
+13,030
+8% +$740K
AGGH icon
263
Simplify Aggregate Bond ETF
AGGH
$577M
$10.1M 0.06%
488,644
+288,615
+144% +$5.94M
SBAR
264
Simplify Barrier Income ETF
SBAR
$398M
$10.1M 0.06%
+384,719
New +$10.1M
OKLO
265
Oklo
OKLO
$6.89B
$9.97M 0.06%
89,326
+6,995
+8% +$548K
HOOD icon
266
Robinhood
HOOD
$83.3B
$9.92M 0.06%
69,265
+1,980
+3% +$216K
FIAX icon
267
Nicholas Fixed Income Alternative ETF
FIAX
$130M
$9.81M 0.06%
544,209
+18,067
+3% +$328K
APA icon
268
APA Corp
APA
$12.3B
$9.8M 0.06%
403,511
+384,738
+2,049% +$8.12M
COP icon
269
ConocoPhillips
COP
$139B
$9.78M 0.06%
103,430
+53,587
+108% +$5.07M
VUSB icon
270
Vanguard Ultra-Short Bond ETF
VUSB
$8.93B
$9.6M 0.06%
192,044
-36,256
-16% -$1.81M
VIG icon
271
Vanguard Dividend Appreciation ETF
VIG
$113B
$9.57M 0.06%
44,337
+1,954
+5% +$410K
SCHZ icon
272
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
$9.56M 0.06%
407,177
+37,834
+10% +$879K
A icon
273
Agilent Technologies
A
$39.7B
$9.54M 0.06%
74,319
-25,656
-26% -$3.1M
SCHW
274
Charles Schwab
SCHW
$184B
$9.53M 0.06%
99,832
+56,609
+131% +$5.37M
CRWD icon
275
CrowdStrike
CRWD
$185B
$9.52M 0.06%
77,648
+21,328
+38% +$2.42M
9 10
11
12 13

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.