Advisors Asset Management’s UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com BDCS Stock Holding History

Advisors Asset Management’s Portfolio BDCS Stock Details BDCS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-229	Closed	-$3K	–	1621
2020 Q1	$3K	Hold	229	–	–	﹤0.01%	1457
2019 Q4	$5K	Hold	229	–	–	﹤0.01%	1511
2019 Q3	$5K	Hold	229	–	–	﹤0.01%	1526
2019 Q2	$5K	Hold	229	–	–	﹤0.01%	1506
2019 Q1	$5K	Hold	229	–	–	﹤0.01%	1771
2018 Q4	$4K	Hold	229	–	–	﹤0.01%	1555
2018 Q3	$5K	Hold	229	–	–	﹤0.01%	1542
2018 Q2	$5K	Hold	229	–	–	﹤0.01%	1548
2018 Q1	$5K	Hold	229	–	–	﹤0.01%	1482
2017 Q4	$5K	Hold	229	–	–	﹤0.01%	1470
2017 Q3	$5K	Hold	229	–	–	﹤0.01%	1472
2017 Q2	$5K	Sell	229 -11	-5%	-$251	﹤0.01%	1526
2017 Q1	$6K	Hold	240	–	–	﹤0.01%	1515
2016 Q4	$5K	Hold	240	–	–	﹤0.01%	1821
2016 Q3	$5K	Hold	240	–	–	﹤0.01%	1809
2016 Q2	$5K	Hold	240	–	–	﹤0.01%	1824
2016 Q1	$5K	Hold	240	–	–	﹤0.01%	1766
2015 Q4	$5K	Hold	240	–	–	﹤0.01%	1865
2015 Q3	$5K	Buy	+240	New	+$5.13K	﹤0.01%	1849

Other funds holding BDCS

Hilltop Holdings Dallas, Texas $1.11B AUM 24.7% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

HIS

Harvest Investment Services Oakbrook Terrace, Illinois $547M AUM 64.58% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

HAP Trading New York $1.42B AUM 41.92% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Advisors Asset Management's BDCS Position: Q2 2020 in Review

Advisors Asset Management sold out of UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com (BDCS) in Q2 2020, closing a stake of 229 shares — an estimated $3K sold.

Advisors Asset Management first reported a position in BDCS in Q3 2015 and held it in 19 quarters. The position peaked at $6K in Q1 2017. 29 funds tracked by Wall St. Rank hold BDCS as of Q2 2020.

Advisors Asset Management reported no remaining UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position as of Q2 2020 after selling out during the quarter.
Advisors Asset Management sold 229 UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com shares in Q2 2020, an estimated $3K.
Advisors Asset Management first reported a position in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q3 2015 and held it in 19 quarters.
Advisors Asset Management's UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position peaked at $6K in Q1 2017.
29 funds tracked by Wall St. Rank held UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com as of Q2 2020.

Based on Advisors Asset Management's 13F filing for Q2 2020, filed 12 Aug 2020.