Advisors Asset Management’s UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com BDCS Stock Holding History

Advisors Asset Management’s Portfolio BDCS Stock Details BDCS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-229	Closed	-$3.16K	–	1621
2020 Q2	$3.16K	Hold	229	–	–	﹤0.01%	1522
2020 Q1	$2.58K	Hold	229	–	–	﹤0.01%	1459
2019 Q4	$4.68K	Hold	229	–	–	﹤0.01%	1511
2019 Q3	$4.62K	Hold	229	–	–	﹤0.01%	1525
2019 Q2	$4.56K	Hold	229	–	–	﹤0.01%	1505
2019 Q1	$4.51K	Hold	229	–	–	﹤0.01%	1521
2018 Q4	$4K	Hold	229	–	–	﹤0.01%	1554
2018 Q3	$5K	Sell	229 -229	-50%	-$4.74K	﹤0.01%	1542
2018 Q2	$10K	Hold	458	–	–	﹤0.01%	1531
2018 Q1	$10K	Buy	458 +229	+100%	+$4.55K	﹤0.01%	1456
2017 Q4	$5K	Hold	229	–	–	﹤0.01%	1470
2017 Q3	$5K	Hold	229	–	–	﹤0.01%	1472
2017 Q2	$5K	Sell	229 -11	-5%	-$251	﹤0.01%	1526
2017 Q1	$6K	Hold	240	–	–	﹤0.01%	1515
2016 Q4	$5K	Hold	240	–	–	﹤0.01%	1821
2016 Q3	$5K	Hold	240	–	–	﹤0.01%	1809
2016 Q2	$5K	Hold	240	–	–	﹤0.01%	1824
2016 Q1	$5K	Hold	240	–	–	﹤0.01%	1766
2015 Q4	$5K	Hold	240	–	–	﹤0.01%	1865
2015 Q3	$5K	Buy	+240	New	+$5.13K	﹤0.01%	1849

Other funds holding BDCS

Hilltop Holdings Dallas, Texas $1.29B AUM 35.96% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

HIS

Harvest Investment Services Oakbrook Terrace, Illinois $647M AUM 89.3% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

BAM

Belpointe Asset Management Reno, Nevada $3.06B AUM 23.82% 1-Year Est. Return

ASN

Advisory Services Network Atlanta, Georgia $8.83B AUM 38.5% 1-Year Est. Return

Advisors Asset Management's BDCS Position: Q3 2020 in Review

Advisors Asset Management sold out of UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com (BDCS) in Q3 2020, closing a stake of 229 shares — an estimated $3.16K sold.

Advisors Asset Management first reported a position in BDCS in Q3 2015 and held it in 20 quarters. The position peaked at $10K in Q2 2018. 23 funds tracked by Wall St. Rank hold BDCS as of Q3 2020.

Advisors Asset Management reported no remaining UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position as of Q3 2020 after selling out during the quarter.
Advisors Asset Management sold 229 UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com shares in Q3 2020, an estimated $3.16K.
Advisors Asset Management first reported a position in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q3 2015 and held it in 20 quarters.
Advisors Asset Management's UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position peaked at $10K in Q2 2018.
23 funds tracked by Wall St. Rank held UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com as of Q3 2020.

Based on Advisors Asset Management's 13F filing for Q3 2020, filed 16 Nov 2020.