Advisor Group’s RiverNorth Opportunities Fund RIV Stock Holding History

Advisor Group’s Portfolio RIV Stock Details RIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$193K	Buy	11,825 +6,308	+114%	+$103K	﹤0.01%	2423
2019 Q3	$93K	Buy	5,517 +661	+14%	+$11.1K	﹤0.01%	2933
2019 Q2	$81K	Buy	4,856 +1,805	+59%	+$30K	﹤0.01%	3014
2019 Q1	$50K	Hold	3,051	–	–	﹤0.01%	3389
2018 Q4	$49K	Buy	3,051 +1,017	+50%	+$16.8K	﹤0.01%	3196
2018 Q3	$38K	Buy	2,034 +1,228	+152%	+$23.6K	﹤0.01%	3481
2018 Q2	$16K	Buy	806 +508	+170%	+$10.5K	﹤0.01%	3843
2018 Q1	$6K	Sell	298 -2,385	-89%	-$48.5K	﹤0.01%	4339
2017 Q4	$53K	Buy	2,683 +143	+6%	+$2.81K	﹤0.01%	3037
2017 Q3	$51K	Buy	2,540 +213	+9%	+$4.32K	﹤0.01%	2927
2017 Q2	$45K	Buy	2,327 +71	+3%	+$1.37K	﹤0.01%	2916
2017 Q1	$43K	Buy	+2,256	New	+$42.6K	﹤0.01%	2836

Other funds holding RIV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

TCA

Transcend Capital Advisors Madison, New Jersey $1.25B AUM 17.69% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $346M AUM 25.25% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

MAFM

Mid Atlantic Financial Management Pittsburgh, Pennsylvania $1.49B AUM 24.08% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return

Advisor Group's RIV Position: Q4 2019 in Review

Advisor Group increased its RiverNorth Opportunities Fund (RIV) stake by 114% in Q4 2019, buying an estimated $103K and bringing the position to 11,825 shares worth $193K. The position accounts for ﹤0.01% of the portfolio, ranked #2423.

Advisor Group first reported a position in RIV in Q1 2017 and has held it in 12 quarters since. 27 funds tracked by Wall St. Rank hold RIV as of Q4 2019.

Advisor Group held 11,825 shares of RiverNorth Opportunities Fund worth $193K as of Q4 2019.
Advisor Group bought 6,308 RiverNorth Opportunities Fund shares in Q4 2019, an estimated $103K.
RiverNorth Opportunities Fund made up ﹤0.01% of Advisor Group's portfolio in Q4 2019, its #2423 holding.
Advisor Group first reported a position in RiverNorth Opportunities Fund in Q1 2017 and has held it in 12 quarters since.
27 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.