We are live on ! Find out more
ACI

AB CarVal Investors Portfolio holdings

AUM $35.8M
1-Year Est. Return 23.8%
This Fund
S&P 500
This Quarter Est. Return
+1.78%
1 Year Est. Return
+23.8%
3 Year Est. Return
-24.03%
5 Year Est. Return
-25.99%
10 Year Est. Return
–
AUM
$86.6M
AUM Growth
-$74.9M
Cap. Flow
-$77.6M
Cap. Flow %
-89.62%
Top 10 Hldgs %
94.34%
Holding
20
New
2
Increased
4
Reduced
4
Closed
8

Top Buys

Rank Stock Value
1
C.WS.A
Citigroup Inc
C.WS.A
+$7.94M
2
WAC
Walter Investment Mgt Corp
WAC
+$4.56M
3
AMH icon
American Homes 4 Rent
AMH
+$4.09M
4
XCO
Exco Resources
XCO
+$2.35M
5
RBS.PRN
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
+$1.44M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$48.4M
2
BAC icon
Bank of America
BAC
+$17.5M
3
JPM.WS
JPMorgan Chase
JPM.WS
+$6.36M
4
MBI icon
MBIA
MBI
+$4.61M
5
BAC.WS.A
Bank Of America Corporation Ws A
BAC.WS.A
+$4.3M

Sector Composition

Rank Sector Weight
1 Financials 23.45%
2 Energy 10.97%
3 Real Estate 4.76%
4 Utilities 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DYN
1
DELISTED
Dynegy, Inc.
DYN
$13.7M 15.76%
634,363
-184,264
-23% -$3.75M
RBS.PRN
2
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$13.5M 15.62%
660,669
+68,447
+12% +$1.44M
C.WS.A
3
DELISTED
Citigroup Inc
C.WS.A
$10.7M 12.29%
16,387,300
+12,000,000
+274% +$7.94M
AGO icon
4
Assured Guaranty
AGO
$3.78B
$9.43M 10.88%
399,581
-100,000
-20% -$2.17M
RBS.PRM
5
DELISTED
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
$7.32M 8.45%
350,371
+27,313
+8% +$579K
MBI icon
6
MBIA
MBI
$282M
$6.61M 7.63%
553,700
-400,000
-42% -$4.61M
XCO
7
DELISTED
Exco Resources
XCO
$6.3M 7.27%
79,060
+27,499
+53% +$2.35M
RBS.PRL.CL
8
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$5.84M 6.74%
301,797
– –
WAC
9
DELISTED
Walter Investment Mgt Corp
WAC
$4.28M 4.94%
+121,115
New +$4.56M
AMH icon
10
American Homes 4 Rent
AMH
$12B
$4.12M 4.76%
+254,580
New +$4.09M
TGS icon
11
Transportadora de Gas del Sur
TGS
$4.59B
$3.21M 3.7%
1,534,358
-58,529
-4% -$132K
RBS.PRR
12
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$1.7M 1.96%
85,542
– –
BAC icon
13
Bank of America
BAC
$436B
– –
-1,267,000
Closed -$17.5M
NRG icon
14
NRG Energy
NRG
$28.8B
– –
-75,000
Closed -$2.05M
SPY icon
15
State Street SPDR S&P 500 ETF Trust
SPY
$781B
– –
-288,000
Closed -$48.4M
BAC.WS.A
16
DELISTED
Bank Of America Corporation Ws A
BAC.WS.A
– –
-705,447
Closed -$4.3M
WFC.WS
17
DELISTED
Wells Fargo & Company Ws
WFC.WS
– –
-258,224
Closed -$3.63M
JPM.WS
18
DELISTED
JPMorgan Chase
JPM.WS
– –
-379,500
Closed -$6.36M
RBS.PRP
19
DELISTED
Royal Bank of Scotland Group Plc (The) ADR representing Pref
RBS.PRP
– –
-98,621
Closed -$2.03M
BRY
20
DELISTED
BERRY PETROLEUM CO CL A
BRY
– –
-85,432
Closed -$3.68M

Similar funds

NPGCU
Napier Park Global Capital (US) New York $35M AUM 3.58% 1-Year Est. Return
YEPV
Yorktown Energy Partners VII New York $23.4M AUM 17.42% 1-Year Est. Return
LCM
Lafitte Capital Management Austin, Texas $49.5M AUM 27.1% 1-Year Est. Return
KIP
Kayak Investment Partners San Francisco, California $52.5M AUM 39.54% 1-Year Est. Return
MIM
Mittleman Investment Management Melville, New York $17.4M AUM 36.11% 1-Year Est. Return
PL
Pluribus Labs Mill Valley, California $54.8M AUM
FF
Ford Foundation New York $16.6M AUM
BAM
Bruderman Asset Management Locust Valley, New York $55.7M AUM 4.16% 1-Year Est. Return

AB CarVal Investors's Q4 2013 Portfolio in Review

As of Q4 2013, AB CarVal Investors held 20 positions worth $86.6M, down 46% from $162M the previous quarter. Its ten largest holdings account for 94% of the portfolio.

AB CarVal Investors withdrew a net $77.6M in Q4 2013, closing 8 positions and reducing 4 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $48.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 23% of assets, up from 23% a quarter earlier, followed by Energy and Real Estate.

Against the trend, AB CarVal Investors opened a new position in Walter Investment Mgt Corp worth $4.28M.

  • AB CarVal Investors's largest Q4 2013 buy was Walter Investment Mgt Corp: 121,115 shares worth $4.28M.
  • AB CarVal Investors added most to Citigroup Inc in Q4 2013, an estimated $7.94M increase.
  • AB CarVal Investors's biggest Q4 2013 reduction was MBIA, cutting an estimated $4.61M.
  • AB CarVal Investors fully exited State Street SPDR S&P 500 ETF Trust in Q4 2013, selling an estimated $48.4M.
  • AB CarVal Investors's ten largest holdings make up 94% of its $86.6M portfolio in Q4 2013.
  • AB CarVal Investors opened 2 new positions and closed 8 in Q4 2013.
  • AB CarVal Investors's portfolio value fell 46% quarter-over-quarter to $86.6M.

Based on AB CarVal Investors's 13F filing for Q4 2013, filed 14 Feb 2014.