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ACI

AB CarVal Investors Portfolio holdings

AUM $35.8M
1-Year Est. Return 23.8%
This Fund
S&P 500
This Quarter Est. Return
-2.29%
1 Year Est. Return
+23.8%
3 Year Est. Return
-24.03%
5 Year Est. Return
-25.99%
10 Year Est. Return
–
AUM
$382M
AUM Growth
+$180M
Cap. Flow
+$189M
Cap. Flow %
49.53%
Top 10 Hldgs %
99.44%
Holding
13
New
3
Increased
1
Reduced
3
Closed
2

Top Buys

Rank Stock Value
1
ALLY icon
Ally Financial
ALLY
+$184M
2
BALT
BALTIC TRADING LIMITED COMMON STOCK
BALT
+$5.02M
3
KS
KapStone Paper and Pack Corp.
KS
+$3.04M
4
RKT
ROCK-TENN COMPANY CL-A
RKT
+$2.48M

Top Sells

Rank Stock Value
1
KMI.WS
Kinder Morgan Inc
KMI.WS
+$3.55M
2
BWP
Boardwalk Pipeline Partners
BWP
+$756K
3
RBS.PRL.CL
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
+$621K
4
RBS.PRP
Royal Bank of Scotland Group Plc (The) ADR representing Pref
RBS.PRP
+$313K
5
RBS.PRR
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
+$47.5K

Sector Composition

Rank Sector Weight
1 Financials 72.95%
2 Industrials 1%
3 Materials 0.73%
4 Consumer Discretionary 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALLY icon
1
Ally Financial
ALLY
$13.3B
$275M 71.95%
11,884,501
+7,708,504
+185% +$184M
RBS.PRN
2
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$34.4M 8.99%
1,405,045
– –
RBS.PRM
3
DELISTED
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
$28.1M 7.34%
1,145,212
– –
JPM.WS
4
DELISTED
JPMorgan Chase
JPM.WS
$18.6M 4.88%
926,675
– –
RBS.PRL.CL
5
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$6.37M 1.67%
275,000
-26,797
-9% -$621K
RBS.PRP
6
DELISTED
Royal Bank of Scotland Group Plc (The) ADR representing Pref
RBS.PRP
$4.79M 1.25%
200,000
-13,114
-6% -$313K
HRTG icon
7
Heritage Insurance Holdings
HRTG
$863M
$3.84M 1%
255,000
– –
BALT
8
DELISTED
BALTIC TRADING LIMITED COMMON STOCK
BALT
$3.83M 1%
+925,469
New +$5.02M
KS
9
DELISTED
KapStone Paper and Pack Corp.
KS
$2.8M 0.73%
+100,000
New +$3.04M
RKT
10
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$2.38M 0.62%
+50,000
New +$2.48M
RBS.PRR
11
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$2.14M 0.56%
89,941
-2,000
-2% -$47.5K
BWP
12
DELISTED
Boardwalk Pipeline Partners
BWP
– –
-391,000
Closed -$756K
KMI.WS
13
DELISTED
Kinder Morgan Inc
KMI.WS
– –
-1,278,000
Closed -$3.55M

Similar funds

NPGCU
Napier Park Global Capital (US) New York $35M AUM 3.58% 1-Year Est. Return
YEPV
Yorktown Energy Partners VII New York $23.4M AUM 17.42% 1-Year Est. Return
LCM
Lafitte Capital Management Austin, Texas $49.5M AUM 27.1% 1-Year Est. Return
KIP
Kayak Investment Partners San Francisco, California $52.5M AUM 39.54% 1-Year Est. Return
MIM
Mittleman Investment Management Melville, New York $17.4M AUM 36.11% 1-Year Est. Return
PL
Pluribus Labs Mill Valley, California $54.8M AUM
FF
Ford Foundation New York $16.6M AUM
BAM
Bruderman Asset Management Locust Valley, New York $55.7M AUM 4.16% 1-Year Est. Return

AB CarVal Investors's Q3 2014 Portfolio in Review

As of Q3 2014, AB CarVal Investors held 13 positions worth $382M, up 89% from $202M the previous quarter. Its ten largest holdings account for 99% of the portfolio.

AB CarVal Investors deployed $189M of net new capital in Q3 2014, opening 3 new positions and adding to 1 existing holding. Its largest new stake was BALTIC TRADING LIMITED COMMON STOCK: 925,469 shares worth $3.83M.

By sector, the portfolio is most concentrated in Financials at 73% of assets, up from 51% a quarter earlier, followed by Industrials and Materials.

On the sell side, the largest reduction was Royal Bank Of Scotland Group Plc, an estimated $621K trimmed.

  • AB CarVal Investors's largest Q3 2014 buy was BALTIC TRADING LIMITED COMMON STOCK: 925,469 shares worth $3.83M.
  • AB CarVal Investors added most to Ally Financial in Q3 2014, an estimated $184M increase.
  • AB CarVal Investors's biggest Q3 2014 reduction was Royal Bank Of Scotland Group Plc, cutting an estimated $621K.
  • AB CarVal Investors fully exited Kinder Morgan Inc in Q3 2014, selling an estimated $3.55M.
  • AB CarVal Investors's ten largest holdings make up 99% of its $382M portfolio in Q3 2014.
  • AB CarVal Investors opened 3 new positions and closed 2 in Q3 2014.
  • AB CarVal Investors's portfolio value rose 89% quarter-over-quarter to $382M.

Based on AB CarVal Investors's 13F filing for Q3 2014, filed 6 Nov 2014.