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ACI

AB CarVal Investors Portfolio holdings

AUM $35.8M
1-Year Est. Return 23.8%
This Fund
S&P 500
This Quarter Est. Return
-8.59%
1 Year Est. Return
+23.8%
3 Year Est. Return
-24.03%
5 Year Est. Return
-25.99%
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$43.4M
Cap. Flow
-$31.7M
Cap. Flow %
-25.98%
Top 10 Hldgs %
100%
Holding
8
New
–
Increased
–
Reduced
1
Closed
4

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
RBS.PRN
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
+$14.4M
2
RBS.PRM
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
+$9.27M
3
RBS.PRP
Royal Bank of Scotland Group Plc (The) ADR representing Pref
RBS.PRP
+$4.95M
4
HRTG icon
Heritage Insurance Holdings
HRTG
+$1.64M
5
ENVA icon
Enova International
ENVA
+$1.4M

Sector Composition

Rank Sector Weight
1 Financials 92.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALLY icon
1
Ally Financial
ALLY
$13.3B
$110M 89.82%
5,376,071
– –
RBS.PRL.CL
2
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$6.67M 5.47%
275,000
– –
HRTG icon
3
Heritage Insurance Holdings
HRTG
$864M
$3.51M 2.88%
177,959
-77,041
-30% -$1.64M
RBS.PRR
4
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$2.23M 1.83%
89,941
– –
ENVA icon
5
Enova International
ENVA
$6.27B
– –
-75,113
Closed -$1.4M
RBS.PRN
6
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
– –
-580,060
Closed -$14.4M
RBS.PRM
7
DELISTED
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
– –
-372,316
Closed -$9.27M
RBS.PRP
8
DELISTED
Royal Bank of Scotland Group Plc (The) ADR representing Pref
RBS.PRP
– –
-200,000
Closed -$4.95M

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YEPV
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KIP
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AB CarVal Investors's Q3 2015 Portfolio in Review

As of Q3 2015, AB CarVal Investors held 8 positions worth $122M, down 26% from $165M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

AB CarVal Investors withdrew a net $31.7M in Q3 2015, closing 4 positions and reducing 1 holding. Its most notable exit was ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK), an estimated $14.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 93% of assets, up from 77% a quarter earlier.

  • AB CarVal Investors's biggest Q3 2015 reduction was Heritage Insurance Holdings, cutting an estimated $1.64M.
  • AB CarVal Investors fully exited ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK) in Q3 2015, selling an estimated $14.4M.
  • AB CarVal Investors's ten largest holdings make up 100% of its $122M portfolio in Q3 2015.
  • AB CarVal Investors opened 0 new positions and closed 4 in Q3 2015.
  • AB CarVal Investors's portfolio value fell 26% quarter-over-quarter to $122M.

Based on AB CarVal Investors's 13F filing for Q3 2015, filed 9 Nov 2015.