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AB CarVal Investors Portfolio holdings

AUM $35.8M
1-Year Est. Return 23.8%
This Fund
S&P 500
This Quarter Est. Return
-32.45%
1 Year Est. Return
+23.8%
3 Year Est. Return
-24.03%
5 Year Est. Return
-25.99%
10 Year Est. Return
–
AUM
$140M
AUM Growth
-$79.1M
Cap. Flow
-$2.8M
Cap. Flow %
-2%
Top 10 Hldgs %
96.8%
Holding
19
New
3
Increased
2
Reduced
1
Closed
5

Top Buys

Rank Stock Value
1
PCG icon
PG&E
PCG
+$17.9M
2
GOGL
Golden Ocean Group
GOGL
+$3.01M
3
BRY
Berry Corp
BRY
+$2.22M
4
OIBR.C
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
+$468K
5
GPRK icon
GeoPark
GPRK
+$161K

Top Sells

Rank Stock Value
1
AGO icon
Assured Guaranty
AGO
+$13.4M
2
XEC
CIMAREX ENERGY CO
XEC
+$4.81M
3
OPTU
Optimum Communications Inc
OPTU
+$3.48M
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$1.35M
5
SN
Sanchez Energy Corporation
SN
+$792K

Sector Composition

Rank Sector Weight
1 Energy 49.67%
2 Utilities 26.55%
3 Communication Services 17.89%
4 Industrials 1.77%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRY
1
DELISTED
Berry Corp
BRY
$58M 41.54%
6,624,362
+165,629
+3% +$2.22M
OPTU
2
Optimum Communications Inc
OPTU
$303M
$20.8M 14.88%
1,257,047
-200,000
-14% -$3.48M
AY
3
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$16.8M 12.01%
855,026
– –
PCG icon
4
PG&E
PCG
$39.8B
$11.9M 8.51%
+500,000
New +$17.9M
TERP
5
DELISTED
TerraForm Power, Inc
TERP
$8.41M 6.03%
749,615
– –
COP icon
6
ConocoPhillips
COP
$139B
$4.79M 3.43%
76,800
– –
NBL
7
DELISTED
Noble Energy, Inc.
NBL
$4.35M 3.11%
231,650
– –
OIBR.C
8
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
$4.2M 3.01%
2,622,179
+174,830
+7% +$468K
CXO
9
DELISTED
CONCHO RESOURCES INC.
CXO
$3.51M 2.52%
34,170
– –
GOGL
10
DELISTED
Golden Ocean Group
GOGL
$2.47M 1.77%
+400,450
New +$3.01M
DVN icon
11
Devon Energy
DVN
$49.3B
$2.07M 1.48%
91,850
– –
AMBC.WS
12
DELISTED
Ambac Financial Group
AMBC.WS
$304K 0.22%
36,856
– –
GPRK icon
13
GeoPark
GPRK
$591M
$138K 0.1%
+10,040
New +$161K
AGO icon
14
Assured Guaranty
AGO
$3.77B
– –
-316,310
Closed -$13.4M
EDN
15
Edenor
EDN
$1.12B
– –
-30,199
Closed -$755K
EWZ icon
16
iShares MSCI Brazil ETF
EWZ
$9.15B
– –
-40,000
Closed -$1.35M
XEC
17
DELISTED
CIMAREX ENERGY CO
XEC
– –
-51,720
Closed -$4.81M
SN
18
DELISTED
Sanchez Energy Corporation
SN
– –
-344,285
Closed -$792K

Similar funds

NPGCU
Napier Park Global Capital (US) New York $35M AUM 3.58% 1-Year Est. Return
YEPV
Yorktown Energy Partners VII New York $23.4M AUM 17.42% 1-Year Est. Return
LCM
Lafitte Capital Management Austin, Texas $49.5M AUM 27.1% 1-Year Est. Return
KIP
Kayak Investment Partners San Francisco, California $52.5M AUM 39.54% 1-Year Est. Return
MIM
Mittleman Investment Management Melville, New York $17.4M AUM 36.11% 1-Year Est. Return
PL
Pluribus Labs Mill Valley, California $54.8M AUM
FF
Ford Foundation New York $16.6M AUM
BAM
Bruderman Asset Management Locust Valley, New York $55.7M AUM 4.16% 1-Year Est. Return

AB CarVal Investors's Q4 2018 Portfolio in Review

As of Q4 2018, AB CarVal Investors held 19 positions worth $140M, down 36% from $219M the previous quarter. Its ten largest holdings account for 97% of the portfolio.

AB CarVal Investors's Q4 2018 filing shows 3 new, 2 increased, 1 reduced and 5 closed positions. Its largest new stake was PG&E: 500,000 shares worth $11.9M. The largest sale was Assured Guaranty, an estimated $13.4M.

By sector, the portfolio is most concentrated in Energy at 50% of assets, down from 62% a quarter earlier, followed by Utilities and Communication Services.

  • AB CarVal Investors's largest Q4 2018 buy was PG&E: 500,000 shares worth $11.9M.
  • AB CarVal Investors added most to Berry Corp in Q4 2018, an estimated $2.22M increase.
  • AB CarVal Investors's biggest Q4 2018 reduction was Optimum Communications Inc, cutting an estimated $3.48M.
  • AB CarVal Investors fully exited Assured Guaranty in Q4 2018, selling an estimated $13.4M.
  • AB CarVal Investors's ten largest holdings make up 97% of its $140M portfolio in Q4 2018.
  • AB CarVal Investors opened 3 new positions and closed 5 in Q4 2018.
  • AB CarVal Investors's portfolio value fell 36% quarter-over-quarter to $140M.

Based on AB CarVal Investors's 13F filing for Q4 2018, filed 11 Feb 2019.