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ACI

AB CarVal Investors Portfolio holdings

AUM $35.8M
1-Year Est. Return 23.8%
This Fund
S&P 500
This Quarter Est. Return
+0.76%
1 Year Est. Return
+23.8%
3 Year Est. Return
-24.03%
5 Year Est. Return
-25.99%
10 Year Est. Return
–
AUM
$153M
AUM Growth
-$168M
Cap. Flow
-$90.8M
Cap. Flow %
-59.26%
Top 10 Hldgs %
100%
Holding
10
New
3
Increased
–
Reduced
1
Closed
2

Top Buys

Rank Stock Value
1
HUNT
Hunter Maritime Acquisition Corp. Common Stock
HUNT
+$24.6M
2
HUNTW
Hunter Maritime Acquisition Corp. Warrant
HUNTW
+$800K
3
GGAL icon
Galicia Financial Group
GGAL
+$642K

Top Sells

Rank Stock Value
1
TERP
TerraForm Power, Inc
TERP
+$10.6M
2
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$5.12M
3
GOGL
Golden Ocean Group
GOGL
+$657K

Sector Composition

Rank Sector Weight
1 Industrials 19.64%
2 Energy 5.57%
3 Financials 0.5%
4 Utilities 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUNT
1
DELISTED
Hunter Maritime Acquisition Corp. Common Stock
HUNT
$24.6M 16.06%
+2,500,000
New +$24.6M
ALR.PRB
2
DELISTED
Alere Inc
ALR.PRB
$10M 6.53%
25,000
– –
NBL
3
DELISTED
Noble Energy, Inc.
NBL
$5.67M 3.7%
200,000
– –
GOGL
4
DELISTED
Golden Ocean Group
GOGL
$5.5M 3.59%
700,905
-81,739
-10% -$657K
SN
5
DELISTED
Sanchez Energy Corporation
SN
$2.86M 1.87%
594,285
– –
HUNTW
6
DELISTED
Hunter Maritime Acquisition Corp. Warrant
HUNTW
$825K 0.54%
+1,250,000
New +$800K
GGAL icon
7
Galicia Financial Group
GGAL
$7.92B
$773K 0.5%
+15,000
New +$642K
EWZ icon
8
iShares MSCI Brazil ETF
EWZ
$9.05B
– –
-150,000
Closed -$5.12M
TERP
9
DELISTED
TerraForm Power, Inc
TERP
– –
-884,646
Closed -$10.6M

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NPGCU
Napier Park Global Capital (US) New York $35M AUM 3.58% 1-Year Est. Return
YEPV
Yorktown Energy Partners VII New York $23.4M AUM 17.42% 1-Year Est. Return
LCM
Lafitte Capital Management Austin, Texas $49.5M AUM 27.1% 1-Year Est. Return
KIP
Kayak Investment Partners San Francisco, California $52.5M AUM 39.54% 1-Year Est. Return
MIM
Mittleman Investment Management Melville, New York $17.4M AUM 36.11% 1-Year Est. Return
PL
Pluribus Labs Mill Valley, California $54.8M AUM
FF
Ford Foundation New York $16.6M AUM
BAM
Bruderman Asset Management Locust Valley, New York $55.7M AUM 4.16% 1-Year Est. Return

AB CarVal Investors's Q3 2017 Portfolio in Review

As of Q3 2017, AB CarVal Investors held 10 positions worth $153M, down 52% from $322M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

AB CarVal Investors withdrew a net $90.8M in Q3 2017, closing 2 positions and reducing 1 holding. Its most notable exit was TerraForm Power, Inc, an estimated $10.6M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 20% of assets, up from 1.6% a quarter earlier, followed by Energy and Financials.

Against the trend, AB CarVal Investors opened a new position in Hunter Maritime Acquisition Corp. Common Stock worth $24.6M.

  • AB CarVal Investors's largest Q3 2017 buy was Hunter Maritime Acquisition Corp. Common Stock: 2,500,000 shares worth $24.6M.
  • AB CarVal Investors's biggest Q3 2017 reduction was Golden Ocean Group, cutting an estimated $657K.
  • AB CarVal Investors fully exited TerraForm Power, Inc in Q3 2017, selling an estimated $10.6M.
  • AB CarVal Investors's ten largest holdings make up 100% of its $153M portfolio in Q3 2017.
  • AB CarVal Investors opened 3 new positions and closed 2 in Q3 2017.
  • AB CarVal Investors's portfolio value fell 52% quarter-over-quarter to $153M.

Based on AB CarVal Investors's 13F filing for Q3 2017, filed 14 Nov 2017.