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ACI

AB CarVal Investors Portfolio holdings

AUM $35.8M
1-Year Est. Return 23.8%
This Fund
S&P 500
This Quarter Est. Return
+2.05%
1 Year Est. Return
+23.8%
3 Year Est. Return
-24.03%
5 Year Est. Return
-25.99%
10 Year Est. Return
–
AUM
$30.7M
AUM Growth
-$122M
Cap. Flow
-$19.6M
Cap. Flow %
-63.65%
Top 10 Hldgs %
100%
Holding
9
New
2
Increased
–
Reduced
–
Closed
4

Top Buys

Rank Stock Value
1
AY
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
+$8.7M
2
TERP
TerraForm Power, Inc
TERP
+$7.94M

Top Sells

Rank Stock Value
1
HUNT
Hunter Maritime Acquisition Corp. Common Stock
HUNT
+$24.6M
2
ALR.PRB
Alere Inc
ALR.PRB
+$10M
3
HUNTW
Hunter Maritime Acquisition Corp. Warrant
HUNTW
+$825K
4
GGAL icon
Galicia Financial Group
GGAL
+$773K

Sector Composition

Rank Sector Weight
1 Utilities 52.2%
2 Energy 29.22%
3 Industrials 18.58%
4 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AY
1
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$8.44M 27.46%
+398,120
New +$8.7M
TERP
2
DELISTED
TerraForm Power, Inc
TERP
$7.61M 24.74%
+636,038
New +$7.94M
NBL
3
DELISTED
Noble Energy, Inc.
NBL
$5.83M 18.95%
200,000
– –
GOGL
4
DELISTED
Golden Ocean Group
GOGL
$5.71M 18.58%
700,905
– –
SN
5
DELISTED
Sanchez Energy Corporation
SN
$3.16M 10.26%
594,285
– –
GGAL icon
6
Galicia Financial Group
GGAL
$7.92B
– –
-15,000
Closed -$773K
ALR.PRB
7
DELISTED
Alere Inc
ALR.PRB
– –
-25,000
Closed -$10M
HUNT
8
DELISTED
Hunter Maritime Acquisition Corp. Common Stock
HUNT
– –
-2,500,000
Closed -$24.6M
HUNTW
9
DELISTED
Hunter Maritime Acquisition Corp. Warrant
HUNTW
– –
-1,250,000
Closed -$825K

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NPGCU
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YEPV
Yorktown Energy Partners VII New York $23.4M AUM 17.42% 1-Year Est. Return
LCM
Lafitte Capital Management Austin, Texas $49.5M AUM 27.1% 1-Year Est. Return
KIP
Kayak Investment Partners San Francisco, California $52.5M AUM 39.54% 1-Year Est. Return
MIM
Mittleman Investment Management Melville, New York $17.4M AUM 36.11% 1-Year Est. Return
PL
Pluribus Labs Mill Valley, California $54.8M AUM
FF
Ford Foundation New York $16.6M AUM
BAM
Bruderman Asset Management Locust Valley, New York $55.7M AUM 4.16% 1-Year Est. Return

AB CarVal Investors's Q4 2017 Portfolio in Review

As of Q4 2017, AB CarVal Investors held 9 positions worth $30.7M, down 80% from $153M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

AB CarVal Investors withdrew a net $19.6M in Q4 2017, closing 4 positions. Its most notable exit was Hunter Maritime Acquisition Corp. Common Stock, an estimated $24.6M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 52% of assets, up from 0% a quarter earlier, followed by Energy and Industrials.

Against the trend, AB CarVal Investors opened a new position in Atlantica Sustainable Infrastructure plc Ordinary Shares worth $8.44M.

  • AB CarVal Investors's largest Q4 2017 buy was Atlantica Sustainable Infrastructure plc Ordinary Shares: 398,120 shares worth $8.44M.
  • AB CarVal Investors fully exited Hunter Maritime Acquisition Corp. Common Stock in Q4 2017, selling an estimated $24.6M.
  • AB CarVal Investors's ten largest holdings make up 100% of its $30.7M portfolio in Q4 2017.
  • AB CarVal Investors opened 2 new positions and closed 4 in Q4 2017.
  • AB CarVal Investors's portfolio value fell 80% quarter-over-quarter to $30.7M.

Based on AB CarVal Investors's 13F filing for Q4 2017, filed 12 Feb 2018.