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ACI

AB CarVal Investors Portfolio holdings

AUM $35.8M
1-Year Est. Return 23.8%
This Fund
S&P 500
This Quarter Est. Return
+2.07%
1 Year Est. Return
+23.8%
3 Year Est. Return
-24.03%
5 Year Est. Return
-25.99%
10 Year Est. Return
–
AUM
$320M
AUM Growth
-$62M
Cap. Flow
-$66.9M
Cap. Flow %
-20.88%
Top 10 Hldgs %
100%
Holding
11
New
–
Increased
–
Reduced
4
Closed
2

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
ALLY icon
Ally Financial
ALLY
+$25.4M
2
RBS.PRN
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
+$16.7M
3
RBS.PRM
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
+$12M
4
JPM.WS
JPMorgan Chase
JPM.WS
+$7.49M
5
KS
KapStone Paper and Pack Corp.
KS
+$2.8M

Sector Composition

Rank Sector Weight
1 Financials 80.91%
2 Industrials 0.73%
3 Consumer Discretionary 0%
4 Materials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALLY icon
1
Ally Financial
ALLY
$13.2B
$254M 79.36%
10,759,435
-1,125,066
-9% -$25.4M
RBS.PRN
2
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$17.9M 5.6%
723,951
-681,094
-48% -$16.7M
RBS.PRM
3
DELISTED
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
$16.2M 5.05%
655,116
-490,096
-43% -$12M
JPM.WS
4
DELISTED
JPMorgan Chase
JPM.WS
$11.3M 3.53%
543,075
-383,600
-41% -$7.49M
RBS.PRL.CL
5
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$6.47M 2.02%
275,000
– –
HRTG icon
6
Heritage Insurance Holdings
HRTG
$869M
$4.96M 1.55%
255,000
– –
RBS.PRP
7
DELISTED
Royal Bank of Scotland Group Plc (The) ADR representing Pref
RBS.PRP
$4.82M 1.5%
200,000
– –
BALT
8
DELISTED
BALTIC TRADING LIMITED COMMON STOCK
BALT
$2.32M 0.73%
925,469
– –
RBS.PRR
9
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$2.14M 0.67%
89,941
– –
KS
10
DELISTED
KapStone Paper and Pack Corp.
KS
– –
-100,000
Closed -$2.8M
RKT
11
DELISTED
ROCK-TENN COMPANY CL-A
RKT
– –
-50,000
Closed -$2.38M

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AB CarVal Investors's Q4 2014 Portfolio in Review

As of Q4 2014, AB CarVal Investors held 11 positions worth $320M, down 16% from $382M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

AB CarVal Investors withdrew a net $66.9M in Q4 2014, closing 2 positions and reducing 4 holdings. Its most notable exit was KapStone Paper and Pack Corp., an estimated $2.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 81% of assets, up from 73% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • AB CarVal Investors's biggest Q4 2014 reduction was Ally Financial, cutting an estimated $25.4M.
  • AB CarVal Investors fully exited KapStone Paper and Pack Corp. in Q4 2014, selling an estimated $2.8M.
  • AB CarVal Investors's ten largest holdings make up 100% of its $320M portfolio in Q4 2014.
  • AB CarVal Investors opened 0 new positions and closed 2 in Q4 2014.
  • AB CarVal Investors's portfolio value fell 16% quarter-over-quarter to $320M.

Based on AB CarVal Investors's 13F filing for Q4 2014, filed 13 Feb 2015.