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AB CarVal Investors Portfolio holdings

AUM $35.8M
1-Year Est. Return 23.8%
This Fund
S&P 500
This Quarter Est. Return
+7%
1 Year Est. Return
+23.8%
3 Year Est. Return
-24.03%
5 Year Est. Return
-25.99%
10 Year Est. Return
–
AUM
$113M
AUM Growth
+$26.3M
Cap. Flow
+$11.9M
Cap. Flow %
10.51%
Top 10 Hldgs %
100%
Holding
14
New
2
Increased
4
Reduced
1
Closed
6

Top Buys

Rank Stock Value
1
RBS.PRM
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
+$16.8M
2
RBS.PRN
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
+$15.7M
3
JPM.WS
JPMorgan Chase
JPM.WS
+$7.5M
4
NSM
Nationstar Mortgage Holdings
NSM
+$5.77M
5
AGO icon
Assured Guaranty
AGO
+$4.15M

Top Sells

Rank Stock Value
1
DYN
Dynegy, Inc.
DYN
+$13.7M
2
MBI icon
MBIA
MBI
+$6.61M
3
XCO
Exco Resources
XCO
+$6.3M
4
WAC
Walter Investment Mgt Corp
WAC
+$4.28M
5
AMH icon
American Homes 4 Rent
AMH
+$4.12M

Sector Composition

Rank Sector Weight
1 Financials 18.27%
2 Energy 0%
3 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RBS.PRN
1
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$31M 27.42%
1,365,487
+704,818
+107% +$15.7M
RBS.PRM
2
DELISTED
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
$25M 22.09%
1,098,945
+748,574
+214% +$16.8M
AGO icon
3
Assured Guaranty
AGO
$3.78B
$14.6M 12.89%
575,052
+175,471
+44% +$4.15M
RBS.PRR
4
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$11.5M 10.19%
91,941
+6,399
+7% +$139K
C.WS.A
5
DELISTED
Citigroup Inc
C.WS.A
$10.5M 9.28%
16,327,200
-60,100
-0.4% -$39.8K
JPM.WS
6
DELISTED
JPMorgan Chase
JPM.WS
$7.87M 6.97%
+398,675
New +$7.5M
RBS.PRL.CL
7
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$6.53M 5.78%
301,797
– –
NSM
8
DELISTED
Nationstar Mortgage Holdings
NSM
$6.08M 5.38%
+187,295
New +$5.77M
AMH icon
9
American Homes 4 Rent
AMH
$12B
– –
-254,580
Closed -$4.12M
MBI icon
10
MBIA
MBI
$282M
– –
-553,700
Closed -$6.61M
TGS icon
11
Transportadora de Gas del Sur
TGS
$4.59B
– –
-1,534,358
Closed -$3.21M
DYN
12
DELISTED
Dynegy, Inc.
DYN
– –
-634,363
Closed -$13.7M
WAC
13
DELISTED
Walter Investment Mgt Corp
WAC
– –
-121,115
Closed -$4.28M
XCO
14
DELISTED
Exco Resources
XCO
– –
-79,060
Closed -$6.3M

Similar funds

NPGCU
Napier Park Global Capital (US) New York $35M AUM 3.58% 1-Year Est. Return
YEPV
Yorktown Energy Partners VII New York $23.4M AUM 17.42% 1-Year Est. Return
LCM
Lafitte Capital Management Austin, Texas $49.5M AUM 27.1% 1-Year Est. Return
KIP
Kayak Investment Partners San Francisco, California $52.5M AUM 39.54% 1-Year Est. Return
MIM
Mittleman Investment Management Melville, New York $17.4M AUM 36.11% 1-Year Est. Return
PL
Pluribus Labs Mill Valley, California $54.8M AUM
FF
Ford Foundation New York $16.6M AUM
BAM
Bruderman Asset Management Locust Valley, New York $55.7M AUM 4.16% 1-Year Est. Return

AB CarVal Investors's Q1 2014 Portfolio in Review

As of Q1 2014, AB CarVal Investors held 14 positions worth $113M, up 30% from $86.6M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

AB CarVal Investors deployed $11.9M of net new capital in Q1 2014, opening 2 new positions and adding to 4 existing holdings. Its largest new stake was JPMorgan Chase: 398,675 shares worth $7.87M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, down from 23% a quarter earlier, followed by Energy and Real Estate.

On the sell side, the largest reduction was Citigroup Inc, an estimated $39.8K trimmed.

  • AB CarVal Investors's largest Q1 2014 buy was JPMorgan Chase: 398,675 shares worth $7.87M.
  • AB CarVal Investors added most to ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK) in Q1 2014, an estimated $16.8M increase.
  • AB CarVal Investors's biggest Q1 2014 reduction was Citigroup Inc, cutting an estimated $39.8K.
  • AB CarVal Investors fully exited Dynegy, Inc. in Q1 2014, selling an estimated $13.7M.
  • AB CarVal Investors's ten largest holdings make up 100% of its $113M portfolio in Q1 2014.
  • AB CarVal Investors opened 2 new positions and closed 6 in Q1 2014.
  • AB CarVal Investors's portfolio value rose 30% quarter-over-quarter to $113M.

Based on AB CarVal Investors's 13F filing for Q1 2014, filed 15 May 2014.