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ACI

AB CarVal Investors Portfolio holdings

AUM $35.8M
1-Year Est. Return 23.8%
This Fund
S&P 500
This Quarter Est. Return
-9.72%
1 Year Est. Return
+23.8%
3 Year Est. Return
-24.03%
5 Year Est. Return
-25.99%
10 Year Est. Return
–
AUM
$93.1M
AUM Growth
-$40.9M
Cap. Flow
-$24.4M
Cap. Flow %
-26.16%
Top 10 Hldgs %
100%
Holding
6
New
–
Increased
–
Reduced
3
Closed
2

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
DSSI
Diamond S Shipping Inc. Common Shares
DSSI
+$14.3M
2
BRY
Berry Corp
BRY
+$4.82M
3
GOGL
Golden Ocean Group
GOGL
+$4.07M
4
OIBR.C
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
+$912K
5
AMBC.WS
Ambac Financial Group
AMBC.WS
+$294K

Sector Composition

Rank Sector Weight
1 Energy 61.66%
2 Utilities 22.12%
3 Consumer Discretionary 10.93%
4 Communication Services 5.29%
5 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRY
1
DELISTED
Berry Corp
BRY
$57.4M 61.66%
6,133,471
-511,642
-8% -$4.82M
AY
2
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$20.6M 22.12%
855,026
– –
DSSI
3
DELISTED
Diamond S Shipping Inc. Common Shares
DSSI
$10.2M 10.93%
923,376
-1,245,693
-57% -$14.3M
OIBR.C
4
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
$4.92M 5.29%
4,476,979
-583,980
-12% -$912K
GOGL
5
DELISTED
Golden Ocean Group
GOGL
– –
-700,000
Closed -$4.07M
AMBC.WS
6
DELISTED
Ambac Financial Group
AMBC.WS
– –
-36,856
Closed -$294K

Similar funds

NPGCU
Napier Park Global Capital (US) New York $35M AUM 3.58% 1-Year Est. Return
YEPV
Yorktown Energy Partners VII New York $23.4M AUM 17.42% 1-Year Est. Return
LCM
Lafitte Capital Management Austin, Texas $49.5M AUM 27.1% 1-Year Est. Return
KIP
Kayak Investment Partners San Francisco, California $52.5M AUM 39.54% 1-Year Est. Return
MIM
Mittleman Investment Management Melville, New York $17.4M AUM 36.11% 1-Year Est. Return
PL
Pluribus Labs Mill Valley, California $54.8M AUM
FF
Ford Foundation New York $16.6M AUM
BAM
Bruderman Asset Management Locust Valley, New York $55.7M AUM 4.16% 1-Year Est. Return

AB CarVal Investors's Q3 2019 Portfolio in Review

As of Q3 2019, AB CarVal Investors held 6 positions worth $93.1M, down 31% from $134M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

AB CarVal Investors withdrew a net $24.4M in Q3 2019, closing 2 positions and reducing 3 holdings. Its most notable exit was Golden Ocean Group, an estimated $4.07M position sold in full.

By sector, the portfolio is most concentrated in Energy at 62% of assets, up from 53% a quarter earlier, followed by Utilities and Consumer Discretionary.

  • AB CarVal Investors's biggest Q3 2019 reduction was Diamond S Shipping Inc. Common Shares, cutting an estimated $14.3M.
  • AB CarVal Investors fully exited Golden Ocean Group in Q3 2019, selling an estimated $4.07M.
  • AB CarVal Investors's ten largest holdings make up 100% of its $93.1M portfolio in Q3 2019.
  • AB CarVal Investors opened 0 new positions and closed 2 in Q3 2019.
  • AB CarVal Investors's portfolio value fell 31% quarter-over-quarter to $93.1M.

Based on AB CarVal Investors's 13F filing for Q3 2019, filed 7 Nov 2019.