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ACI

AB CarVal Investors Portfolio holdings

AUM $35.8M
1-Year Est. Return 23.8%
This Fund
S&P 500
This Quarter Est. Return
+3.58%
1 Year Est. Return
+23.8%
3 Year Est. Return
-24.03%
5 Year Est. Return
-25.99%
10 Year Est. Return
–
AUM
$202M
AUM Growth
+$88.8M
Cap. Flow
+$100M
Cap. Flow %
49.55%
Top 10 Hldgs %
100%
Holding
13
New
5
Increased
3
Reduced
–
Closed
3

Top Buys

Rank Stock Value
1
ALLY icon
Ally Financial
ALLY
+$101M
2
JPM.WS
JPMorgan Chase
JPM.WS
+$9.99M
3
BWP
Boardwalk Pipeline Partners
BWP
+$6.39M
4
RBS.PRP
Royal Bank of Scotland Group Plc (The) ADR representing Pref
RBS.PRP
+$4.92M
5
HRTG icon
Heritage Insurance Holdings
HRTG
+$3.53M

Top Sells

Rank Stock Value
1
AGO icon
Assured Guaranty
AGO
+$14.6M
2
C.WS.A
Citigroup Inc
C.WS.A
+$10.5M
3
NSM
Nationstar Mortgage Holdings
NSM
+$6.08M

Sector Composition

Rank Sector Weight
1 Financials 51.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALLY icon
1
Ally Financial
ALLY
$13.1B
$99.8M 49.49%
+4,175,997
New +$101M
RBS.PRN
2
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$33.8M 16.74%
1,405,045
+39,558
+3% +$926K
RBS.PRM
3
DELISTED
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
$27.8M 13.8%
1,145,212
+46,267
+4% +$1.09M
JPM.WS
4
DELISTED
JPMorgan Chase
JPM.WS
$17.9M 8.88%
926,675
+528,000
+132% +$9.99M
RBS.PRL.CL
5
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$6.96M 3.45%
301,797
– –
RBS.PRP
6
DELISTED
Royal Bank of Scotland Group Plc (The) ADR representing Pref
RBS.PRP
$5.05M 2.51%
+213,114
New +$4.92M
HRTG icon
7
Heritage Insurance Holdings
HRTG
$842M
$3.88M 1.92%
+255,000
New +$3.53M
KMI.WS
8
DELISTED
Kinder Morgan Inc
KMI.WS
$3.55M 1.76%
+1,278,000
New +$2.84M
RBS.PRR
9
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$2.17M 1.08%
91,941
– –
BWP
10
DELISTED
Boardwalk Pipeline Partners
BWP
$756K 0.37%
+391,000
New +$6.39M
AGO icon
11
Assured Guaranty
AGO
$3.78B
– –
-575,052
Closed -$14.6M
C.WS.A
12
DELISTED
Citigroup Inc
C.WS.A
– –
-16,327,200
Closed -$10.5M
NSM
13
DELISTED
Nationstar Mortgage Holdings
NSM
– –
-187,295
Closed -$6.08M

Similar funds

NPGCU
Napier Park Global Capital (US) New York $35M AUM 3.58% 1-Year Est. Return
YEPV
Yorktown Energy Partners VII New York $23.4M AUM 17.42% 1-Year Est. Return
LCM
Lafitte Capital Management Austin, Texas $49.5M AUM 27.1% 1-Year Est. Return
KIP
Kayak Investment Partners San Francisco, California $52.5M AUM 39.54% 1-Year Est. Return
MIM
Mittleman Investment Management Melville, New York $17.4M AUM 36.11% 1-Year Est. Return
PL
Pluribus Labs Mill Valley, California $54.8M AUM
FF
Ford Foundation New York $16.6M AUM
BAM
Bruderman Asset Management Locust Valley, New York $55.7M AUM 4.16% 1-Year Est. Return

AB CarVal Investors's Q2 2014 Portfolio in Review

As of Q2 2014, AB CarVal Investors held 13 positions worth $202M, up 79% from $113M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

AB CarVal Investors deployed $100M of net new capital in Q2 2014, opening 5 new positions and adding to 3 existing holdings. Its largest new stake was Ally Financial: 4,175,997 shares worth $99.8M.

By sector, the portfolio is most concentrated in Financials at 51% of assets, up from 18% a quarter earlier.

On the sell side, the most notable exit was Assured Guaranty, an estimated $14.6M sold.

  • AB CarVal Investors's largest Q2 2014 buy was Ally Financial: 4,175,997 shares worth $99.8M.
  • AB CarVal Investors added most to JPMorgan Chase in Q2 2014, an estimated $9.99M increase.
  • AB CarVal Investors fully exited Assured Guaranty in Q2 2014, selling an estimated $14.6M.
  • AB CarVal Investors's ten largest holdings make up 100% of its $202M portfolio in Q2 2014.
  • AB CarVal Investors opened 5 new positions and closed 3 in Q2 2014.
  • AB CarVal Investors's portfolio value rose 79% quarter-over-quarter to $202M.

Based on AB CarVal Investors's 13F filing for Q2 2014, filed 6 Aug 2014.