AB CarVal Investors’s NRG Energy NRG Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-75,000	Closed	-$2.05M	–	14
2013 Q3	$2.05M	Buy	+75,000	New	+$2.05M	1.27%	16