AB CarVal Investors’s SPDR S&P 500 ETF Trust SPY Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-288,000	Closed	-$48.4M	–	15
2013 Q3	$48.4M	Buy	288,000 +188,000	+188%	+$31.6M	29.97%	1
2013 Q2	$16M	Buy	+100,000	New	+$16M	13.91%	4