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ProShares Ultra Financials
UYG

59 hedge funds and large institutions have $35.8M invested in ProShares Ultra Financials in 2021 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 9 increasing their positions, 10 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more call options, than puts

Call options by funds: $12M | Put options by funds: $5.41M

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

7% more funds holding

Funds holding: 55 → 59 (+4)

2.61% less ownership

Funds ownership: 6.89% → 4.28% (-2.6%)

10% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 10

39% less capital invested

Capital invested by funds: $58.6M → $35.8M (-$22.8M)

Holders
59
Holders Change
+4
Holders Change %
+7.27%
% of All Funds
1.03%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
9
Reduced
10
Closed
7
Calls
$12M
Puts
$5.41M
Net Calls
+$6.56M
Net Calls Change
-$3.29M

Top Buyers

Rank Fund Capital Flow
1
TNAM
Terra Nova Asset Management
New York
+$930K
2
PO
Private Ocean
California
+$484K
3
AWM
Activest Wealth Management
Florida
+$451K
4
SI
Sprott Inc
Ontario, Canada
+$435K
5
CPO
Cerity Partners OCIO
New York
+$387K

Top Sellers

Rank Fund Capital Flow
1
GWM
Geneos Wealth Management
Colorado
-$20.8M
2
OMC
Old Mission Capital
Illinois
-$2.08M
3
Citadel Advisors
Citadel Advisors
Florida
-$1.82M
4
KFS
Kelly Financial Services
Massachusetts
-$1.41M
5
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
-$963K
Name Holding Trade Value Shares
Change 		Change in
Stake
TFA
1
Toth Financial Advisory
Virginia
$6.23M +$271K +4,209 +4%
PFA
2
Plotkin Financial Advisors
Maryland
$3.68M -$409K -6,345 -10%
HighTower Advisors
3
HighTower Advisors
Illinois
$2.49M +$20.8K +322 +0.8%
Osaic Holdings
4
Osaic Holdings
Arizona
$2.48M +$52.9K +821 +2%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$1.64M -$207K -3,208 -11%
9WM
6
9258 Wealth Management
Ohio
$1.48M – – –
DCM
7
Dimension Capital Management
Florida
$1.16M – – –
Simplex Trading
8
Simplex Trading
Illinois
$1.12M – – –
KAS
9
Kestra Advisory Services
Texas
$1.11M +$6.77K +105 +0.6%
PNC Financial Services Group
10
PNC Financial Services Group
Pennsylvania
$1.08M – – –
Truist Financial
11
Truist Financial
North Carolina
$951K – – –
TNAM
12
Terra Nova Asset Management
New York
$914K +$930K +14,430 New
RAM
13
Roanoke Asset Management
New Jersey
$852K – – –
William Blair & Company
14
William Blair & Company
Illinois
$636K – – –
CICI
15
Capital Investment Counsel Inc
North Carolina
$618K – – –
CIBC Private Wealth Group
16
CIBC Private Wealth Group
Georgia
$570K – – –
RIG
17
Roosevelt Investment Group
New York
$489K – – –
PO
18
Private Ocean
California
$475K +$484K +7,503 New
AWM
19
Activest Wealth Management
Florida
$444K +$451K +7,000 New
SI
20
Sprott Inc
Ontario, Canada
$428K +$435K +6,750 New
CPIG
21
Chicago Partners Investment Group
Illinois
$412K +$129 +2 +0%
Wells Fargo
22
Wells Fargo
California
$382K +$23.9K +370 +7%
MWM
23
Madison Wealth Management
Ohio
$380K – – –
CPO
24
Cerity Partners OCIO
New York
$380K +$387K +6,000 New
Creative Planning
25
Creative Planning
Kansas
$349K – – –
1
2 3

UYG Hedge Fund Activity: Q3 2021 in Review

59 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in ProShares Ultra Financials (UYG) for Q3 2021, worth a combined $35.8M — down 39% from $58.6M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new UYG positions and 7 closed out — a net gain of 4 holders — while 9 added to existing stakes and 10 trimmed.

The largest buyer was Terra Nova Asset Management, opening a new position worth an estimated $930K. The largest seller was Geneos Wealth Management, exiting entirely with an estimated $20.8M sold.

  • 59 institutional investors held ProShares Ultra Financials (UYG) as of Q3 2021, up from 55 in Q2 2021.
  • Funds reported $35.8M of ProShares Ultra Financials stock for Q3 2021, down 39% quarter-over-quarter.
  • 11 funds opened new ProShares Ultra Financials positions in Q3 2021 and 7 closed out, a net change of +4 holders.
  • The largest ProShares Ultra Financials buyer in Q3 2021 was Terra Nova Asset Management, an estimated $930K added.
  • The largest ProShares Ultra Financials seller in Q3 2021 was Geneos Wealth Management, an estimated $20.8M sold.

Based on aggregated 13F filings for Q3 2021.