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ProShares Ultra Financials

51 hedge funds and large institutions have $48.6M invested in ProShares Ultra Financials in 2014 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 5 increasing their positions, 16 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

47% more call options, than puts

Call options by funds: $9.71M | Put options by funds: $6.61M

5.46% less ownership

Funds ownership: 42.99%37.53% (-5.5%)

6% less funds holding

Funds holding: 5451 (-3)

18% less capital invested

Capital invested by funds: $58.9M → $48.6M (-$10.3M)

23% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 13

69% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 16

Holders
51
Holders Change
-3
Holders Change %
-5.56%
% of All Funds
1.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
5
Reduced
16
Closed
13
Calls
$9.71M
Puts
$6.61M
Net Calls
+$3.1M
Net Calls Change
+$688K
Name Holding Trade Value Shares
Change
Change in
Stake
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$10.5M +$549K +25,596 +6%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$6.16M +$1.7M +79,278 +38%
Deutsche Bank
3
Deutsche Bank
Germany
$5.46M
Goldman Sachs
4
Goldman Sachs
New York
$4.67M -$614K -28,614 -12%
LPL Financial
5
LPL Financial
California
$3.3M -$226K -10,518 -6%
TFA
6
Toth Financial Advisory
Virginia
$3.24M -$2.44K -114 -0.1%
EWA
7
Exencial Wealth Advisors
Oklahoma
$3.21M
AI
8
Atria Investments
North Carolina
$1.78M -$5.79K -270 -0.3%
Bank of America
9
Bank of America
North Carolina
$1.33M -$35.9K -1,674 -3%
UCFA
10
United Capital Financial Advisors
Texas
$1.15M +$1.14M +53,316 New
MCC
11
Mid Continent Capital
Illinois
$1.1M +$1.1M +51,384 New
RCAG
12
Rehmann Capital Advisory Group
Michigan
$644K
CA
13
Commerzbank Aktiengesellschaft
Germany
$595K -$100K -4,680 -14%
TH
14
Timber Hill
Connecticut
$475K -$1.12M -52,392 -70%
WA
15
WFG Advisors
Texas
$407K -$23.8K -1,110 -6%
SI
16
SII Investments
Wisconsin
$354K -$232K -10,800 -40%
CICI
17
Capital Investment Counsel Inc
North Carolina
$345K -$38.6K -1,800 -10%
Millennium Management
18
Millennium Management
New York
$340K +$340K +15,840 New
Barclays
19
Barclays
United Kingdom
$333K +$249K +11,628 +291%
FIM
20
Freedom Investment Management
Connecticut
$319K +$319K +14,874 New
GAM
21
Gemmer Asset Management
California
$318K
PI
22
Placemark Investments
Illinois
$306K +$305K +14,244 New
WSTAM
23
Wilbanks Smith & Thomas Asset Management
Virginia
$282K -$348K -16,230 -55%
Walleye Trading
24
Walleye Trading
New York
$277K +$276K +12,888 New
QC
25
QCM Cayman
Texas
$261K -$18.8K -876 -7%

UYG Hedge Fund Activity: Q3 2014 in Review

51 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in ProShares Ultra Financials (UYG) for Q3 2014, worth a combined $48.6M — down 18% from $58.9M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of UYG and 10 opened new positions — a net loss of 3 holders — while 16 trimmed existing stakes and 5 added.

The largest buyer was Envestnet Asset Management, adding an estimated $1.7M. The largest seller was Tower Research Capital (TRC), exiting entirely with an estimated $6.09M sold.

  • 51 institutional investors held ProShares Ultra Financials (UYG) as of Q3 2014, down from 54 in Q2 2014.
  • Funds reported $48.6M of ProShares Ultra Financials stock for Q3 2014, down 18% quarter-over-quarter.
  • 10 funds opened new ProShares Ultra Financials positions in Q3 2014 and 13 closed out, a net change of -3 holders.
  • The largest ProShares Ultra Financials buyer in Q3 2014 was Envestnet Asset Management, an estimated $1.7M added.
  • The largest ProShares Ultra Financials seller in Q3 2014 was Tower Research Capital (TRC), an estimated $6.09M sold.

Based on aggregated 13F filings for Q3 2014.