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ProShares Ultra Financials

51 hedge funds and large institutions have $42.7M invested in ProShares Ultra Financials in 2017 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 15 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% more capital invested

Capital invested by funds: $42.2M → $42.7M (+$483K)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

0.39% less ownership

Funds ownership: 15.24%14.85% (-0.39%)

7% less funds holding

Funds holding: 5551 (-4)

11% less call options, than puts

Call options by funds: $5.79M | Put options by funds: $6.54M

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

33% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 15

Holders
51
Holders Change
-4
Holders Change %
-7.27%
% of All Funds
1.27%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
5
Increased
10
Reduced
15
Closed
6
Calls
$5.79M
Puts
$6.54M
Net Calls
-$746K
Net Calls Change
-$3.89M
Name Holding Trade Value Shares
Change
Change in
Stake
KCM
1
Karp Capital Management
California
$7M +$153K +4,320 +2%
TFA
2
Toth Financial Advisory
Virginia
$5.81M +$267K +7,515 +5%
BRC
3
Bell Rock Capital
Delaware
$4.11M +$23.7K +666 +0.6%
SG Americas Securities
4
SG Americas Securities
New York
$2.45M +$85.3K +2,400 +4%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$2.27M -$1.07M -30,126 -33%
VF
6
Virtu Financial
New York
$2.21M +$21.6K +609 +1%
TNAM
7
Terra Nova Asset Management
New York
$2.09M +$124K +3,477 +7%
ACM
8
Avalon Capital Management
California
$1.76M +$872K +24,546 +110%
GAM
9
Gemmer Asset Management
California
$1.51M
TRCT
10
Tower Research Capital (TRC)
New York
$1.39M -$1.27M -35,784 -49%
OIM
11
Orca Investment Management
Oregon
$1.18M +$1.12M +31,491 New
Bank of America
12
Bank of America
North Carolina
$1.16M -$707K -19,908 -39%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$1.12M -$291K -8,184 -22%
SMH
14
Sanders Morris Harris
Texas
$736K
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$625K
LPL Financial
16
LPL Financial
California
$590K -$9.91K -279 -2%
Truist Financial
17
Truist Financial
North Carolina
$564K
FWP
18
FAS Wealth Partners
Kansas
$497K
SBIA
19
Sheaff Brock Investment Advisors
Indiana
$451K
William Blair & Company
20
William Blair & Company
Illinois
$446K -$10.7K -300 -2%
MFP
21
Mosaic Financial Partners
California
$394K
RJFSA
22
Raymond James Financial Services Advisors
Florida
$391K
Creative Planning
23
Creative Planning
Kansas
$389K
CICI
24
Capital Investment Counsel Inc
North Carolina
$369K -$58.6K -1,650 -14%
Morgan Stanley
25
Morgan Stanley
New York
$351K -$121K -3,393 -27%

UYG Hedge Fund Activity: Q3 2017 in Review

51 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in ProShares Ultra Financials (UYG) for Q3 2017, worth a combined $42.7M — up 1.1% from $42.2M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of UYG and 5 opened new positions — a net loss of 1 holder — while 15 trimmed existing stakes and 10 added.

The largest buyer was Orca Investment Management, opening a new position worth an estimated $1.12M. The largest seller was Tower Research Capital (TRC), cutting an estimated $1.27M.

  • 51 institutional investors held ProShares Ultra Financials (UYG) as of Q3 2017, down from 55 in Q2 2017.
  • Funds reported $42.7M of ProShares Ultra Financials stock for Q3 2017, up 1.1% quarter-over-quarter.
  • 5 funds opened new ProShares Ultra Financials positions in Q3 2017 and 6 closed out, a net change of -1 holder.
  • The largest ProShares Ultra Financials buyer in Q3 2017 was Orca Investment Management, an estimated $1.12M added.
  • The largest ProShares Ultra Financials seller in Q3 2017 was Tower Research Capital (TRC), an estimated $1.27M sold.

Based on aggregated 13F filings for Q3 2017.